Security record · archived quarter
SDVY
First Trust SMID Cap Rising Dividend Achievers ETF · Financial Services · Asset Management - Income
51Tracked holders
-2Δ holders
130.93MShares held
$5.02BReported value
+1New positions
−3Exits
Momentum inputs (comparable managers):
holder breadth -3.8% ·
share flow -0.2% ·
net new positions -3.9%
· formula
Broad distribution: falling shares and fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 2 | 0 | 936.27K | $38.31M | n/a | −1 |
| Q2 2026 | 53 | -3 | 136.26M | $5.88B | +1 | −5 |
| Q1 2026 | 58 | +7 | 134.68M | $5.31B | +9 | −2 |
| Q4 2025 | 51 | -2 | 130.93M | $5.02B | +1 | −3 |
| Q3 2025 | 9 | +1 | 18.50M | $703.53M | +1 | n/a |
| Q2 2025 | 5 | +3 | 190.10K | $6.71M | +3 | n/a |
| Q1 2025 | 1 | -1 | 146.02K | $4.89M | n/a | −1 |
| Q4 2024 | 2 | 0 | 142.08K | $5.09M | +1 | −1 |
| Q3 2024 | 2 | 0 | 34.18K | $1.24M | +1 | −1 |
| Q2 2024 | 2 | n/a | 94.75K | $3.16M | n/a | n/a |
Who holds it · Q4 2025
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 24.89M | n/a | $953.87M | 0.3% | n/c | 1 | SEC ↗ |
| 2 | Morgan Stanley ✦ | 17.95M | +0.7% | $687.72M | 0.0% | ▲ Add | 2 | SEC ↗ ×5 |
| 3 | Raymond James Financial Inc | 14.11M | n/a | $540.51M | 0.2% | n/c | 1 | SEC ↗ ×4 |
| 4 | Wells Fargo & Company/Mn | 12.44M | n/a | $476.68M | 0.1% | n/c | 1 | SEC ↗ ×2 |
| 5 | Bank Of America Corp /De/ | 8.90M | n/a | $341.03M | 0.0% | n/c | 1 | SEC ↗ ×4 |
| 6 | Cetera Investment Advisers | 7.72M | n/a | $295.67M | 0.3% | n/c | 1 | SEC ↗ |
| 7 | UBS Group AG | 6.94M | n/a | $265.99M | 0.1% | n/c | 1 | SEC ↗ ×3 |
| 8 | Royal Bank Of Canada | 6.35M | n/a | $243.27M | 0.0% | n/c | 1 | SEC ↗ ×6 |
| 9 | Stifel Financial Corp | 4.17M | n/a | $159.71M | 0.1% | n/c | 1 | SEC ↗ ×5 |
| 10 | Commonwealth Equity Services, Llc | 3.55M | n/a | $136.22M | 0.2% | n/c | 1 | SEC ↗ |
| 11 | HighTower Advisors, LLC | 3.31M | n/a | $126.68M | 0.1% | n/c | 1 | SEC ↗ |
| 12 | Envestnet Asset Management Inc | 3.28M | n/a | $125.76M | 0.0% | n/c | 1 | SEC ↗ |
| 13 | Osaic Holdings, Inc. | 2.80M | n/a | $107.46M | 0.2% | n/c | 1 | SEC ↗ ×3 |
| 14 | Truist Financial Corp | 2.45M | n/a | $94.05M | 0.1% | n/c | 1 | SEC ↗ |
| 15 | Northwestern Mutual Wealth… | 2.20M | n/a | $84.30M | 0.1% | n/c | 1 | SEC ↗ |
| 16 | Mml Investors Services, Llc | 1.66M | n/a | $63.79M | 0.2% | n/c | 1 | SEC ↗ |
| 17 | Baird Financial Group, Inc. | 1.43M | n/a | $54.76M | 0.1% | n/c | 1 | SEC ↗ ×2 |
| 18 | Blair William & Co/Il | 1.31M | n/a | $50.11M | 0.1% | n/c | 1 | SEC ↗ |
| 19 | Rockefeller Capital Management L.P. | 1.12M | n/a | $43.03M | 0.1% | n/c | 1 | SEC ↗ ×4 |
| 20 | Jones Financial Companies Lllp | 1.11M | n/a | $42.51M | 0.0% | n/c | 1 | SEC ↗ |
| 21 | Wealth Enhancement Advisory… | 595.96K | n/a | $23.71M | 0.0% | n/c | 1 | SEC ↗ |
| 22 | First Trust Advisors Lp | 455.00K | n/a | $17.44M | 0.0% | n/c | 1 | SEC ↗ |
| 23 | Cwm, Llc | 448.47K | n/a | $17.18M | 0.0% | n/c | 1 | SEC ↗ |
| 24 | Qube Research & Technologies Ltd | 343.97K | n/a | $13.18M | 0.0% | n/c | 1 | SEC ↗ |
| 25 | Focus Partners Wealth | 245.60K | n/a | $9.41M | 0.0% | n/c | 1 | SEC ↗ |
| 26 | Us Bancorp \De\ | 230.05K | n/a | $8.82M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 27 | Mariner, LLC | 204.85K | n/a | $7.85M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 28 | JPMorgan Chase ✦ | 111.46K | -49.7% | $4.27M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 29 | D. E. Shaw & Co. ✦ | 109.23K | New | $4.19M | 0.0% | New | 1 | SEC ↗ |
| 30 | Susquehanna International Group, Llp | 86.30K | n/a | $3.31M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 31 | Cerity Partners LLC | 82.15K | n/a | $3.15M | 0.0% | n/c | 1 | SEC ↗ |
| 32 | Goldman Sachs Group ✦ | 50.62K | +1.2% | $1.94M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 33 | Ameriprise Financial Inc | 49.20K | n/a | $1.89M | 0.0% | n/c | 1 | SEC ↗ |
| 34 | Bank of New York Mellon Corp | 41.78K | n/a | $1.60M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 35 | Citigroup Inc | 36.03K | n/a | $1.38M | 0.0% | n/c | 1 | SEC ↗ |
| 36 | AQR Capital Management ✦ | 28.98K | +28.7% | $1.11M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 37 | Mercer Global Advisors Inc /Adv | 23.25K | n/a | $891,055 | 0.0% | n/c | 1 | SEC ↗ |
| 38 | Fidelity (FMR) ✦ | 16.55K | +55.5% | $634,140 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 39 | TD Waterhouse Canada Inc. | 15.09K | n/a | $577,906 | 0.0% | n/c | 1 | SEC ↗ |
| 40 | Brown Advisory Inc | 12.85K | n/a | $492,374 | 0.0% | n/c | 1 | SEC ↗ |
| 41 | Cibc World Market Inc. | 9.21K | n/a | $352,889 | 0.0% | n/c | 1 | SEC ↗ |
| 42 | Creative Planning | 8.36K | n/a | $320,385 | 0.0% | n/c | 1 | SEC ↗ |
| 43 | Tudor Investment Corp Et Al | 8.04K | n/a | $308,016 | 0.0% | n/c | 1 | SEC ↗ |
| 44 | Northern Trust Corp | 6.56K | n/a | $251,456 | 0.0% | n/c | 1 | SEC ↗ |
| 45 | Sei Investments Co | 6.26K | n/a | $240,070 | 0.0% | n/c | 1 | SEC ↗ |
| 46 | Assetmark, Inc | 5.59K | n/a | $214,285 | 0.0% | n/c | 1 | SEC ↗ |
| 47 | Bank Of Montreal /Can/ | 4.84K | n/a | $185,605 | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 48 | Pnc Financial Services Group, Inc. | 4.69K | n/a | $179,645 | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 49 | Russell Investments Group, Ltd. | 1.15K | n/a | $44,106 | 0.0% | n/c | 1 | SEC ↗ |
| 50 | BlackRock ✦ (passive) | 500 | 0.0% | $19,160 | 0.0% | Held | 2 | SEC ↗ |
| 51 | UBS AM, a distinct business unit of… | 350 | n/a | $13,412 | 0.0% | n/c | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| D. E. Shaw & Co. | $4.19M | 0.0% |
Exited
| Two Sigma Investments | $11.23M | was 0.0% |
| Citadel Advisors | $2.95M | was 0.0% |
| Renaissance Technologies | $387,799 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 558 holders, 202.67M shares, $7.82B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q4 2025 ·
Methodology ·
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