Security record
SDVY
First Trust SMID Cap Rising Dividend Achievers ETF · Financial Services · Asset Management - Income
54Tracked holders
-3Δ holders
139.43MShares held
$6.01BReported value
+1New positions
−4Exits
Momentum inputs (comparable managers):
holder breadth -5.3% ·
share flow +3.9% ·
net new positions -5.6%
— formula
Concentrated accumulation — rising shares among fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 54 | -3 | 139.43M | $6.01B | +1 | −4 |
| Q1 2026 | 58 | +7 | 134.68M | $5.31B | +9 | −2 |
| Q4 2025 | 51 | -2 | 130.93M | $5.02B | +1 | −3 |
| Q3 2025 | 9 | +1 | 18.50M | $703.53M | +1 | — |
| Q2 2025 | 5 | +3 | 190.10K | $6.71M | +3 | — |
| Q1 2025 | 1 | -1 | 146.02K | $4.89M | — | −1 |
| Q4 2024 | 2 | 0 | 142.08K | $5.09M | +1 | −1 |
| Q3 2024 | 2 | 0 | 34.18K | $1.24M | +1 | −1 |
| Q2 2024 | 2 | — | 94.75K | $3.16M | — | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 26.04M | +4.7% | $1.12B | 0.3% | ▲ Add | 3 | SEC ↗ |
| 2 | Morgan Stanley ✦ | 18.46M | -0.6% | $796.56M | 0.0% | ▼ Trim | 4 | SEC ↗ ×4 |
| 3 | Raymond James Financial Inc | 15.39M | +0.4% | $663.97M | 0.2% | ▲ Add | 3 | SEC ↗ ×4 |
| 4 | Wells Fargo & Company/Mn | 13.26M | +5.0% | $571.99M | 0.1% | ▲ Add | 3 | SEC ↗ ×2 |
| 5 | Bank Of America Corp /De/ | 9.94M | +5.0% | $428.89M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 6 | Cetera Investment Advisers | 8.26M | +3.9% | $356.13M | 0.3% | ▲ Add | 3 | SEC ↗ |
| 7 | Royal Bank Of Canada | 6.77M | +1.5% | $292.14M | 0.0% | ▲ Add | 3 | SEC ↗ ×6 |
| 8 | UBS Group AG | 6.71M | +6.8% | $289.64M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 9 | Stifel Financial Corp | 3.95M | +0.1% | $170.33M | 0.1% | ▲ Add | 3 | SEC ↗ ×4 |
| 10 | Commonwealth Equity Services, Llc | 3.65M | +5.6% | $157.35M | 0.2% | ▲ Add | 3 | SEC ↗ |
| 11 | Envestnet Asset Management Inc | 3.36M | -7.2% | $144.96M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 12 | Osaic Holdings, Inc. | 3.22M | +14.6% | $139.07M | 0.2% | ▲ Add | 3 | SEC ↗ ×3 |
| 13 | HighTower Advisors, LLC | 3.16M | +6.4% | $136.52M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 14 | Truist Financial Corp | 2.75M | +3.8% | $118.79M | 0.1% | ▲ Add | 3 | SEC ↗ ×2 |
| 15 | Northwestern Mutual Wealth… | 2.57M | +3.0% | $111.03M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 16 | Jones Financial Companies Lllp | 1.84M | +22.2% | $79.24M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 17 | Blair William & Co/Il | 1.79M | +21.1% | $77.32M | 0.2% | ▲ Add | 3 | SEC ↗ |
| 18 | Baird Financial Group, Inc. | 1.76M | +4.2% | $75.94M | 0.1% | ▲ Add | 3 | SEC ↗ ×2 |
| 19 | Mml Investors Services, Llc | 1.68M | +23.1% | $72.62M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 20 | Rockefeller Capital Management L.P. | 1.16M | -9.2% | $50.23M | 0.1% | ▼ Trim | 3 | SEC ↗ ×4 |
| 21 | Wealth Enhancement Advisory… | 870.71K | +52.5% | $37.19M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 22 | First Trust Advisors Lp | 634.33K | +18.4% | $27.34M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 23 | Focus Partners Wealth | 505.50K | +4.5% | $21.81M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 24 | Us Bancorp \De\ | 277.06K | +7.5% | $11.95M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 25 | Creative Planning | 193.47K | +1948.4% | $8.35M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 26 | JPMorgan Chase ✦ | 190.63K | +38.5% | $8.19M | 0.0% | ▲ Add | 4 | SEC ↗ ×5 |
| 27 | Ameriprise Financial Inc | 175.31K | +325.2% | $7.56M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 28 | Qube Research & Technologies Ltd | 171.30K | -15.9% | $7.39M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 29 | Goldman Sachs Group ✦ | 148.01K | +196.0% | $6.39M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 30 | Fifth Third Bancorp | 101.28K | +0.6% | $4.37M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 31 | Bank of New York Mellon Corp | 56.48K | +19.4% | $2.44M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 32 | Two Sigma Investments ✦ | 48.20K | -39.5% | $2.08M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 33 | Citigroup Inc | 46.38K | +2.9% | $2.00M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 34 | Jane Street Group, Llc | 43.29K | -13.0% | $1.87M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 35 | Fidelity (FMR) ✦ | 36.15K | +45.7% | $1.56M | 0.0% | ▲ Add | 5 | SEC ↗ ×2 |
| 36 | Mercer Global Advisors Inc /Adv | 36.09K | -42.6% | $1.56M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 37 | AQR Capital Management ✦ | 26.46K | 0.0% | $1.14M | 0.0% | Held | 5 | SEC ↗ |
| 38 | Mariner, LLC | 22.80K | -89.1% | $983,633 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 39 | TD Waterhouse Canada Inc. | 13.53K | -1.3% | $584,189 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 40 | Brown Advisory Inc | 12.45K | +22.3% | $537,222 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 41 | Susquehanna International Group, Llp | 9.86K | -69.4% | $425,274 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 42 | Cibc World Market Inc. | 9.80K | -3.9% | $422,643 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 43 | Northern Trust Corp | 7.79K | +18.7% | $335,974 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 44 | Sei Investments Co | 6.83K | +3.6% | $294,510 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 45 | Citadel Advisors ✦ | 6.50K | -68.8% | $280,539 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 46 | Assetmark, Inc | 6.29K | +4.1% | $271,178 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 47 | Quantinno Capital Management LP | 5.93K | +3.5% | $256,069 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 48 | Corient Private Wealth LP | 5.41K | New | $233,215 | 0.0% | New | 1 | SEC ↗ |
| 49 | Bank Of Montreal /Can/ | 3.82K | -22.8% | $164,953 | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 50 | Pnc Financial Services Group, Inc. | 3.48K | -15.6% | $150,041 | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 51 | BlackRock ✦ (passive) | 1.68K | 0.0% | $72,605 | 0.0% | Held | 4 | SEC ↗ |
| 52 | Simplex Trading, Llc | 1.51K | +15.1% | $65,011 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 53 | UBS AM, a distinct business unit of… | 775 | -31.1% | $33,434 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 54 | Russell Investments Group, Ltd. | 642 | -36.1% | $27,696 | 0.0% | ▼ Trim | 3 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Corient Private Wealth LP | $233,215 | 0.0% |
Exited
| Renaissance Technologies | $2.56M | was 0.0% |
| D. E. Shaw & Co. | $1.00M | was 0.0% |
| Fisher Asset Management | $403,605 | was 0.0% |
| Captrust Financial Advisors | $275,576 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 558 holders, 202.67M shares, $7.82B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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