PSC
Principal U.S. Small-Cap Multi-Factor ETF · Financial Services · Asset Management
Momentum inputs (comparable managers):
holder breadth +3.7% ·
share flow -0.7% ·
net new positions +3.6%
— formula
Ownership fragmentation — more holders, smaller aggregate stake
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 31 | +3 | 27.07M | $1.90B | +5 | −2 |
| Q1 2026 | 29 | +1 | 25.29M | $1.45B | +6 | −5 |
| Q4 2025 | 28 | +1 | 22.33M | $1.29B | +2 | −1 |
| Q3 2025 | 3 | 0 | 1.45M | $82.39M | +1 | −1 |
| Q2 2025 | 2 | 0 | 52.31K | $2.79M | +1 | −1 |
| Q1 2025 | 1 | 0 | 7.11K | $345,453 | — | — |
| Q4 2024 | 1 | +1 | 14.00K | $717,831 | +1 | — |
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Principal Financial Group Inc | 11.73M | — | $676.56M | 0.3% | n/c | 1 | SEC ↗ |
| 2 | Principal Financial Group Inc | 11.73M | — | $676.56M | 0.3% | n/c | 1 | SEC ↗ |
| 3 | Envestnet Asset Management Inc | 2.29M | — | $132.04M | 0.0% | n/c | 1 | SEC ↗ |
| 4 | Ameriprise Financial Inc | 1.81M | — | $104.26M | 0.0% | n/c | 1 | SEC ↗ |
| 5 | Ameriprise Financial Inc | 1.81M | — | $104.26M | 0.0% | n/c | 1 | SEC ↗ |
| 6 | Morgan Stanley ✦ | 1.25M | -13.1% | $72.27M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 7 | Morgan Stanley ✦ | 1.25M | -13.1% | $72.27M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 8 | Wells Fargo & Company/Mn | 1.03M | — | $59.50M | 0.0% | n/c | 1 | SEC ↗ |
| 9 | Wells Fargo & Company/Mn | 1.03M | — | $59.50M | 0.0% | n/c | 1 | SEC ↗ |
| 10 | Raymond James Financial Inc | 940.58K | — | $54.30M | 0.0% | n/c | 1 | SEC ↗ |
| 11 | Raymond James Financial Inc | 940.58K | — | $54.30M | 0.0% | n/c | 1 | SEC ↗ |
| 12 | Wealth Enhancement Advisory… | 796.01K | — | $47.53M | 0.1% | n/c | 1 | SEC ↗ |
| 13 | LPL Financial LLC | 810.40K | — | $46.78M | 0.0% | n/c | 1 | SEC ↗ |
| 14 | Royal Bank Of Canada | 382.28K | — | $22.07M | 0.0% | n/c | 1 | SEC ↗ |
| 15 | Royal Bank Of Canada | 382.28K | — | $22.07M | 0.0% | n/c | 1 | SEC ↗ |
| 16 | Royal Bank Of Canada | 382.28K | — | $22.07M | 0.0% | n/c | 1 | SEC ↗ |
| 17 | Truist Financial Corp | 333.05K | — | $19.23M | 0.0% | n/c | 1 | SEC ↗ |
| 18 | Northwestern Mutual Wealth… | 237.01K | — | $13.68M | 0.0% | n/c | 1 | SEC ↗ |
| 19 | Stifel Financial Corp | 169.10K | — | $9.76M | 0.0% | n/c | 1 | SEC ↗ |
| 20 | Osaic Holdings, Inc. | 125.43K | — | $7.24M | 0.0% | n/c | 1 | SEC ↗ |
| 21 | Rockefeller Capital Management L.P. | 117.28K | — | $6.77M | 0.0% | n/c | 1 | SEC ↗ |
| 22 | Hrt Financial Lp | 90.81K | — | $5.24M | 0.0% | n/c | 1 | SEC ↗ |
| 23 | Susquehanna International Group, Llp | 87.84K | — | $5.07M | 0.0% | n/c | 1 | SEC ↗ |
| 24 | Commonwealth Equity Services, Llc | 37.11K | — | $2.14M | 0.0% | n/c | 1 | SEC ↗ |
| 25 | Jane Street Group, Llc | 35.13K | — | $2.03M | 0.0% | n/c | 1 | SEC ↗ |
| 26 | Citadel Advisors ✦ | 25.01K | New | $1.44M | 0.0% | New | 1 | SEC ↗ |
| 27 | Mml Investors Services, Llc | 19.64K | — | $1.13M | 0.0% | n/c | 1 | SEC ↗ |
| 28 | Mariner, LLC | 4.69K | — | $270,716 | 0.0% | n/c | 1 | SEC ↗ |
| 29 | Goldman Sachs Group ✦ | 4.00K | New | $231,035 | 0.0% | New | 1 | SEC ↗ |
| 30 | Pnc Financial Services Group, Inc. | 2.38K | — | $137,154 | 0.0% | n/c | 1 | SEC ↗ |
| 31 | Cwm, Llc | 1.88K | — | $108,000 | 0.0% | n/c | 1 | SEC ↗ |
| 32 | Assetmark, Inc | 234 | — | $13,509 | 0.0% | n/c | 1 | SEC ↗ |
| 33 | Bank Of America Corp /De/ | 164 | — | $9,468 | 0.0% | n/c | 1 | SEC ↗ |
| 34 | Russell Investments Group, Ltd. | 114 | — | $6,581 | 0.0% | n/c | 1 | SEC ↗ |
| 35 | Fidelity (FMR) ✦ | 12 | +71.4% | $68 | 0.0% | ▲ Add | 3 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Citadel Advisors | $1.44M | 0.0% |
| Goldman Sachs Group | $231,035 | 0.0% |
Exited
| Gotham Asset Management | $317,095 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 89 holders, 29.96M shares, $1.71B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.