Security record
PSC
Principal U.S. Small-Cap Multi-Factor ETF · Financial Services · Asset Management
31Tracked holders
+3Δ holders
27.07MShares held
$1.90BReported value
+5New positions
−2Exits
Momentum inputs (comparable managers):
holder breadth +10.7% ·
share flow +7.0% ·
net new positions +9.7%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 31 | +3 | 27.07M | $1.90B | +5 | −2 |
| Q1 2026 | 29 | +1 | 25.29M | $1.45B | +6 | −5 |
| Q4 2025 | 28 | +1 | 22.33M | $1.29B | +2 | −1 |
| Q3 2025 | 3 | 0 | 1.45M | $82.39M | +1 | −1 |
| Q2 2025 | 2 | 0 | 52.31K | $2.79M | +1 | −1 |
| Q1 2025 | 1 | 0 | 7.11K | $345,453 | — | — |
| Q4 2024 | 1 | +1 | 14.00K | $717,831 | +1 | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Principal Financial Group Inc | 12.91M | +2.9% | $904.74M | 0.4% | ▲ Add | 3 | SEC ↗ |
| 2 | Principal Financial Group Inc | 12.91M | +2.9% | $904.74M | 0.4% | ▲ Add | 3 | SEC ↗ |
| 3 | Envestnet Asset Management Inc | 2.64M | -3.6% | $184.90M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 4 | Ameriprise Financial Inc | 2.38M | +7.4% | $166.65M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 5 | Ameriprise Financial Inc | 2.38M | +7.4% | $166.65M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 6 | Raymond James Financial Inc | 1.91M | +36.4% | $134.05M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 7 | Raymond James Financial Inc | 1.91M | +36.4% | $134.05M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 8 | Raymond James Financial Inc | 1.91M | +36.4% | $134.05M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 9 | Morgan Stanley ✦ | 1.85M | +9.2% | $129.51M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 10 | Morgan Stanley ✦ | 1.85M | +9.2% | $129.51M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 11 | Morgan Stanley ✦ | 1.85M | +9.2% | $129.51M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 12 | Wells Fargo & Company/Mn | 1.38M | +2.5% | $97.08M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 13 | Wells Fargo & Company/Mn | 1.38M | +2.5% | $97.08M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 14 | LPL Financial LLC | 1.20M | +11.7% | $84.33M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Wealth Enhancement Advisory… | 483.65K | +11.5% | $33.10M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 16 | Royal Bank Of Canada | 354.18K | -12.9% | $24.84M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 17 | Royal Bank Of Canada | 354.18K | -12.9% | $24.84M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 18 | Royal Bank Of Canada | 354.18K | -12.9% | $24.84M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 19 | CIBC Bancorp USA Inc. | 296.59K | New | $20.71M | 0.0% | New | 1 | SEC ↗ |
| 20 | CIBC Bancorp USA Inc. | 296.59K | New | $20.71M | 0.0% | New | 1 | SEC ↗ |
| 21 | Bank of New York Mellon Corp | 275.59K | New | $19.33M | 0.0% | New | 1 | SEC ↗ |
| 22 | Bank of New York Mellon Corp | 275.59K | New | $19.33M | 0.0% | New | 1 | SEC ↗ |
| 23 | Truist Financial Corp | 259.01K | -23.5% | $18.16M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 24 | Northwestern Mutual Wealth… | 235.31K | -6.9% | $16.50M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 25 | Stifel Financial Corp | 182.10K | +1.5% | $12.77M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 26 | Commonwealth Equity Services, Llc | 178.52K | -8.1% | $12.52M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 27 | Osaic Holdings, Inc. | 147.04K | +20.3% | $10.31M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 28 | Osaic Holdings, Inc. | 147.04K | +20.3% | $10.31M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 29 | Rockefeller Capital Management L.P. | 130.33K | +0.3% | $9.14M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 30 | JPMorgan Chase ✦ | 97.79K | -1.7% | $6.78M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 31 | JPMorgan Chase ✦ | 97.79K | -1.7% | $6.78M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 32 | Bank Of America Corp /De/ | 65.85K | New | $4.62M | 0.0% | New | 1 | SEC ↗ |
| 33 | Citadel Advisors ✦ | 36.69K | -16.4% | $2.57M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 34 | Mml Investors Services, Llc | 27.18K | +21.8% | $1.91M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 35 | Jane Street Group, Llc | 14.01K | New | $982,089 | 0.0% | New | 1 | SEC ↗ |
| 36 | D. E. Shaw & Co. ✦ | 6.70K | +4.7% | $469,692 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 37 | Fifth Third Bancorp | 3.12K | 0.0% | $219,047 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 38 | Pnc Financial Services Group, Inc. | 1.88K | -3.1% | $131,831 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 39 | Us Bancorp \De\ | 787 | +56.1% | $55,188 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 40 | Fidelity (FMR) ✦ | 328 | +20.1% | $23,052 | 0.0% | ▲ Add | 5 | SEC ↗ |
| 41 | Jones Financial Companies Lllp | 313 | +272.6% | $21,634 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 42 | Assetmark, Inc | 254 | 0.0% | $17,812 | 0.0% | Held | 3 | SEC ↗ |
| 43 | Citigroup Inc | 188 | New | $13,183 | 0.0% | New | 1 | SEC ↗ |
| 44 | UBS Group AG | 81 | 0.0% | $5,680 | 0.0% | Held | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| CIBC Bancorp USA Inc. | $20.71M | 0.0% |
| CIBC Bancorp USA Inc. | $20.71M | 0.0% |
| Bank of New York Mellon Corp | $19.33M | 0.0% |
| Bank of New York Mellon Corp | $19.33M | 0.0% |
| Bank Of America Corp /De/ | $4.62M | 0.0% |
| Jane Street Group, Llc | $982,089 | 0.0% |
| Citigroup Inc | $13,183 | 0.0% |
Exited
| Goldman Sachs Group | $1.82M | was 0.0% |
| Mariner, LLC | $268,126 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 89 holders, 29.96M shares, $1.71B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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