PREF
Principal Spectrum Preferred Securities Active ETF · Financial Services · Asset Management
Momentum inputs (comparable managers): holder breadth 0.0% · share flow +28.8% · net new positions 0.0% — formula
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Principal Financial Group Inc | 13.42M | +4180.8% | $255.53M | 0.1% | ▲ Add | 3 | SEC ↗ ×2 |
| 2 | Bank Of America Corp /De/ | 11.82M | +0.7% | $225.33M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 3 | UBS Group AG | 7.71M | -0.3% | $147.02M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 4 | Morgan Stanley ✦ | 7.19M | -2.8% | $137.01M | 0.0% | ▼ Trim | 4 | SEC ↗ ×2 |
| 5 | Wells Fargo & Company/Mn | 4.57M | +21.7% | $87.03M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 6 | LPL Financial LLC | 3.23M | +3.9% | $61.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 7 | Royal Bank Of Canada | 3.16M | +1.7% | $60.17M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 8 | Raymond James Financial Inc | 1.92M | +3.4% | $36.65M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 9 | Ameriprise Financial Inc | 1.90M | -13.5% | $36.21M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 10 | Envestnet Asset Management Inc | 1.30M | +20.8% | $24.84M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 11 | Wealth Enhancement Advisory… | 633.86K | +5.2% | $12.02M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 12 | Northwestern Mutual Wealth… | 341.69K | +10.7% | $6.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 13 | Focus Partners Wealth | 258.99K | -0.5% | $4.94M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 14 | Baird Financial Group, Inc. | 258.86K | +7.3% | $4.93M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Commonwealth Equity Services, Llc | 253.34K | -8.1% | $4.83M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 16 | Rockefeller Capital Management L.P. | 205.72K | +5.3% | $3.92M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 17 | JPMorgan Chase ✦ | 192.63K | +1.2% | $3.67M | 0.0% | ▲ Add | 4 | SEC ↗ ×2 |
| 18 | Creative Planning | 150.78K | +4.0% | $2.87M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 19 | Osaic Holdings, Inc. | 119.00K | -8.1% | $2.27M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 20 | Fifth Third Bancorp | 104.67K | -0.9% | $2.00M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 21 | Stifel Financial Corp | 92.22K | +1.1% | $1.76M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 22 | Bank of New York Mellon Corp | 87.57K | +1.9% | $1.67M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 23 | Mml Investors Services, Llc | 71.15K | +30.0% | $1.36M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 24 | Cerity Partners LLC | 64.55K | +1.1% | $1.23M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 25 | Truist Financial Corp | 63.15K | +0.7% | $1.20M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 26 | Mariner, LLC | 54.24K | -89.8% | $1.03M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 27 | Us Bancorp \De\ | 40.00K | New | $762,400 | 0.0% | New | 1 | SEC ↗ |
| 28 | Hrt Financial Lp | 38.43K | +80.8% | $732,000 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 29 | Mercer Global Advisors Inc /Adv | 20.61K | +0.6% | $392,846 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 30 | Gotham Asset Management ✦ | 14.29K | New | $272,329 | 0.0% | New | 1 | SEC ↗ |
| 31 | Mirae Asset Global Investments Co.… | 13.62K | +31.2% | $259,502 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 32 | Cetera Investment Advisers | 10.96K | New | $208,840 | 0.0% | New | 1 | SEC ↗ |
| 33 | Assetmark, Inc | 2.39K | 0.0% | $45,553 | 0.0% | Held | 3 | SEC ↗ |
| 34 | Pnc Financial Services Group, Inc. | 302 | +31.9% | $5,756 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 35 | Fidelity (FMR) ✦ | 45 | +2.3% | $86 | 0.0% | ▲ Add | 5 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Us Bancorp \De\ | $762,400 | 0.0% |
| Gotham Asset Management | $272,329 | 0.0% |
| Cetera Investment Advisers | $208,840 | 0.0% |
Exited
| Jane Street Group, Llc | $6.03M | was 0.0% |
| Susquehanna International… | $875,017 | was 0.0% |
| UBS AM, a distinct business… | $9,410 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 126 holders, 58.81M shares, $1.11B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.