Security record
HTGC
Hercules Capital, Inc. · Financial Services · Asset Management
74Tracked holders
+1Δ holders
27.93MShares held
$440.53MReported value
+5New positions
−4Exits
Momentum inputs (comparable managers):
holder breadth +1.4% ·
share flow +3.4% ·
net new positions +1.4%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 74 | +1 | 27.93M | $440.53M | +5 | −4 |
| Q1 2026 | 74 | -7 | 27.02M | $398.64M | +3 | −10 |
| Q4 2025 | 80 | 0 | 24.73M | $465.31M | — | — |
| Q3 2025 | 12 | +2 | 8.56M | $161.93M | +2 | — |
| Q2 2025 | 7 | -1 | 6.51M | $118.97M | — | −1 |
| Q1 2025 | 7 | +2 | 3.30M | $63.39M | +2 | — |
| Q4 2024 | 5 | +2 | 3.54M | $71.05M | +2 | — |
| Q3 2024 | 3 | -1 | 872.81K | $17.14M | — | −1 |
| Q2 2024 | 4 | — | 1.62M | $33.18M | — | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Citadel Advisors ✦ | 2.94M | +260.2% | $46.32M | 0.0% | ▲ Add | 9 | SEC ↗ ×2 |
| 2 | UBS Group AG | 2.65M | +6.1% | $41.72M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 3 | Two Sigma Investments ✦ | 2.27M | -2.5% | $35.73M | 0.0% | ▼ Trim | 9 | SEC ↗ |
| 4 | LPL Financial LLC | 1.86M | +3.4% | $29.29M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 5 | Morgan Stanley ✦ | 1.81M | +43.3% | $28.58M | 0.0% | ▲ Add | 4 | SEC ↗ ×7 |
| 6 | Legal & General Group Plc | 1.68M | +12.2% | $26.52M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 7 | Franklin Resources Inc | 1.38M | +21.9% | $21.82M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 8 | D. E. Shaw & Co. ✦ | 1.37M | -11.3% | $21.66M | 0.0% | ▼ Trim | 7 | SEC ↗ |
| 9 | Sumitomo Mitsui Trust Group, Inc. | 1.03M | +0.2% | $16.20M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 10 | BlackRock ✦ (passive) | 924.11K | +8.1% | $14.57M | 0.0% | ▲ Add | 5 | SEC ↗ ×3 |
| 11 | JPMorgan Chase ✦ | 837.56K | -4.7% | $13.30M | 0.0% | ▼ Trim | 4 | SEC ↗ ×2 |
| 12 | Wells Fargo & Company/Mn | 735.37K | -1.9% | $11.60M | 0.0% | ▼ Trim | 3 | SEC ↗ ×4 |
| 13 | Qube Research & Technologies Ltd | 694.34K | -68.9% | $10.95M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 14 | Hrt Financial Lp | 613.00K | +23.8% | $9.67M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Raymond James Financial Inc | 532.09K | +11.7% | $8.39M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 16 | Stifel Financial Corp | 486.42K | -3.0% | $7.67M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 17 | Ameriprise Financial Inc | 485.16K | +10.8% | $7.65M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 18 | Royal Bank Of Canada | 460.55K | -7.2% | $7.26M | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 19 | Susquehanna International Group, Llp | 338.27K | -23.6% | $5.33M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 20 | Neuberger Berman Group LLC | 304.57K | +1.0% | $4.80M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 21 | Goldman Sachs Group ✦ | 264.22K | -31.3% | $4.17M | 0.0% | ▼ Trim | 4 | SEC ↗ |
| 22 | State Street Global Advisors ✦ (passive) | 262.52K | +17.6% | $4.14M | 0.0% | ▲ Add | 6 | SEC ↗ |
| 23 | Bank Of America Corp /De/ | 259.64K | +14.4% | $4.09M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 24 | Cetera Investment Advisers | 257.00K | +0.1% | $4.05M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 25 | Balyasny Asset Management L.P. | 232.70K | +53.1% | $3.67M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 26 | Pnc Financial Services Group, Inc. | 230.59K | -1.5% | $3.64M | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 27 | Cerity Partners LLC | 217.75K | +10.0% | $3.43M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 28 | Bnp Paribas Financial Markets | 202.99K | +5.0% | $3.20M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 29 | Blair William & Co/Il | 191.19K | 0.0% | $3.02M | 0.0% | Held | 3 | SEC ↗ |
| 30 | Osaic Holdings, Inc. | 190.54K | +90.1% | $3.00M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 31 | Commonwealth Equity Services, Llc | 182.64K | -14.4% | $2.88M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 32 | Barclays Plc | 162.91K | -32.2% | $2.57M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 33 | Lazard Asset Management Llc | 148.75K | +19.6% | $2.35M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 34 | Rockefeller Capital Management L.P. | 142.46K | +0.3% | $2.25M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 35 | Bank of New York Mellon Corp | 131.12K | -9.2% | $2.07M | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 36 | Northern Trust Corp | 127.13K | +47.4% | $2.00M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 37 | CIBC Bancorp USA Inc. | 111.28K | 0.0% | $1.75M | 0.0% | Held | 2 | SEC ↗ ×2 |
| 38 | Creative Planning | 92.19K | +34.0% | $1.45M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 39 | Lido Advisors, LLC | 88.45K | +14.1% | $1.39M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 40 | Wealth Enhancement Advisory… | 79.38K | +11.6% | $1.27M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 41 | Envestnet Asset Management Inc | 79.34K | +78.8% | $1.25M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 42 | Tidal Investments LLC | 77.18K | 0.0% | $1.22M | 0.0% | Held | 3 | SEC ↗ |
| 43 | Invesco Ltd. | 72.94K | -7.2% | $1.15M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 44 | Millennium Management ✦ | 64.19K | -93.5% | $1.01M | 0.0% | ▼ Trim | 9 | SEC ↗ |
| 45 | HighTower Advisors, LLC | 59.73K | -6.2% | $941,916 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 46 | Mariner, LLC | 58.42K | +8.2% | $921,308 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 47 | IMC-Chicago, LLC | 51.01K | -20.0% | $804,443 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 48 | Capstone Investment Advisors, Llc | 49.42K | New | $779,306 | 0.0% | New | 1 | SEC ↗ |
| 49 | Group One Trading Llc | 43.13K | -57.7% | $680,239 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 50 | Squarepoint Ops LLC | 42.48K | +195.9% | $669,847 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 51 | Mml Investors Services, Llc | 37.27K | +56.9% | $587,672 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 52 | Us Bancorp \De\ | 37.15K | -0.1% | $585,793 | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 53 | Focus Partners Wealth | 33.19K | -23.4% | $523,387 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 54 | ProShare Advisors LLC | 32.25K | +2.5% | $508,583 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 55 | Truist Financial Corp | 28.26K | -3.3% | $445,664 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 56 | Mackenzie Financial Corp | 28.12K | +41.2% | $443,531 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 57 | Quantinno Capital Management LP | 26.12K | New | $411,988 | 0.0% | New | 1 | SEC ↗ |
| 58 | Corient Private Wealth LP | 23.93K | -41.3% | $377,335 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 59 | T. Rowe Price ✦ | 23.87K | -1.8% | $377,000 | 0.0% | ▼ Trim | 4 | SEC ↗ |
| 60 | Captrust Financial Advisors | 21.95K | -21.6% | $346,117 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 61 | Manufacturers Life Insurance… | 14.82K | New | $233,648 | 0.0% | New | 1 | SEC ↗ |
| 62 | Mercer Global Advisors Inc /Adv | 13.70K | New | $216,004 | 0.0% | New | 1 | SEC ↗ |
| 63 | Universal- Beteiligungs- und… | 11.55K | 0.0% | $182,112 | 0.0% | Held | 3 | SEC ↗ |
| 64 | Jones Financial Companies Lllp | 8.37K | +3.8% | $130,433 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 65 | Simplex Trading, Llc | 6.43K | New | $101,385 | 0.0% | New | 1 | SEC ↗ |
| 66 | Deutsche Bank Ag\ | 3.62K | +3.0% | $57,166 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 67 | Fifth Third Bancorp | 2.36K | 0.0% | $37,170 | 0.0% | Held | 2 | SEC ↗ |
| 68 | UBS AM, a distinct business unit of… | 1.60K | 0.0% | $25,311 | 0.0% | Held | 3 | SEC ↗ |
| 69 | Assetmark, Inc | 1.08K | -16.2% | $17,000 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 70 | Russell Investments Group, Ltd. | 985 | +107.4% | $15,533 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 71 | Citigroup Inc | 447 | +12.9% | $7,049 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 72 | TD Waterhouse Canada Inc. | 425 | 0.0% | $6,753 | 0.0% | Held | 3 | SEC ↗ |
| 73 | Northwestern Mutual Wealth… | 312 | -83.9% | $4,921 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 74 | Danske Bank A/S | 2 | -77.8% | $32 | 0.0% | ▼ Trim | 3 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Capstone Investment Advisors… | $779,306 | 0.0% |
| Quantinno Capital Management… | $411,988 | 0.0% |
| Manufacturers Life Insurance… | $233,648 | 0.0% |
| Mercer Global Advisors Inc… | $216,004 | 0.0% |
| Simplex Trading, Llc | $101,385 | 0.0% |
Exited
| Wealthfront Advisers LLC | $182,764 | was 0.0% |
| Optiver Holding B.V. | $29,835 | was 0.0% |
| Nomura Asset Management Co Ltd | $11,757 | was 0.0% |
| Bank Julius Baer & Co. Ltd… | $648 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 349 holders, 69.62M shares, $672.78M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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