Security record · archived quarter
FXU
First Trust Utilities AlphaDEX Fund · Financial Services · Asset Management
38Tracked holders
-3Δ holders
9.00MShares held
$446.13MReported value
+2New positions
−5Exits
Momentum inputs (comparable managers):
holder breadth -7.3% ·
share flow -30.0% ·
net new positions -7.9%
· formula
Broad distribution: falling shares and fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 1 | 0 | 25.59K | $1.16M | n/a | −1 |
| Q2 2026 | 36 | 0 | 8.26M | $407.76M | +3 | −4 |
| Q1 2026 | 38 | -3 | 9.00M | $446.13M | +2 | −5 |
| Q4 2025 | 41 | +1 | 28.64M | $1.29B | +2 | −1 |
| Q3 2025 | 6 | -3 | 2.99M | $135.93M | n/a | −3 |
| Q2 2025 | 6 | +1 | 235.88K | $10.00M | +2 | −1 |
| Q1 2025 | 3 | +1 | 176.32K | $7.23M | +1 | n/a |
| Q4 2024 | 2 | +1 | 54.27K | $2.05M | +1 | n/a |
| Q3 2024 | 1 | -3 | 25.45K | $979,470 | n/a | −3 |
| Q2 2024 | 4 | n/a | 70.47K | $2.33M | n/a | n/a |
Who holds it · Q1 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley ✦ | 1.87M | -41.0% | $92.86M | 0.0% | ▼ Trim | 3 | SEC ↗ ×5 |
| 2 | LPL Financial LLC | 1.79M | +4.9% | $88.78M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 3 | Wells Fargo & Company/Mn | 904.98K | -45.7% | $44.88M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 4 | Bank Of America Corp /De/ | 764.02K | -12.3% | $37.89M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 5 | Raymond James Financial Inc | 695.32K | -28.3% | $34.48M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 6 | UBS Group AG | 571.80K | +4.5% | $28.36M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 7 | Truist Financial Corp | 373.18K | +21.6% | $18.51M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 8 | Two Sigma Investments ✦ | 349.70K | New | $17.34M | 0.0% | New | 1 | SEC ↗ |
| 9 | Cetera Investment Advisers | 335.97K | +13.5% | $16.66M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 10 | Envestnet Asset Management Inc | 272.59K | +52.5% | $13.52M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 11 | Stifel Financial Corp | 214.75K | -34.2% | $10.65M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 12 | Osaic Holdings, Inc. | 176.42K | -33.3% | $8.75M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 13 | Commonwealth Equity Services, Llc | 161.74K | +1.4% | $8.02M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 14 | Northwestern Mutual Wealth… | 147.40K | +10.2% | $7.31M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 15 | Royal Bank Of Canada | 87.58K | -60.7% | $4.34M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 16 | Qube Research & Technologies Ltd | 58.77K | -12.5% | $2.91M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 17 | Wealth Enhancement Advisory… | 31.38K | -0.8% | $1.58M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 18 | Mml Investors Services, Llc | 27.25K | -44.8% | $1.35M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 19 | Quantinno Capital Management LP | 24.99K | +8.6% | $1.24M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 20 | Baird Financial Group, Inc. | 19.86K | -80.3% | $984,609 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 21 | Jones Financial Companies Lllp | 19.84K | +8.4% | $972,172 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 22 | Pnc Financial Services Group, Inc. | 12.83K | -1.8% | $636,294 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 23 | Corient Private Wealth LP | 14.19K | -39.8% | $622,055 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 24 | JPMorgan Chase ✦ | 12.35K | +10.9% | $610,893 | 0.0% | ▲ Add | 3 | SEC ↗ ×6 |
| 25 | Fifth Third Bancorp | 11.82K | New | $586,055 | 0.0% | New | 1 | SEC ↗ |
| 26 | Gotham Asset Management ✦ | 7.91K | 0.0% | $392,158 | 0.0% | Held | 2 | SEC ↗ |
| 27 | Focus Partners Wealth | 7.77K | +6.5% | $385,413 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 28 | Rockefeller Capital Management L.P. | 7.27K | -87.2% | $360,512 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 29 | Goldman Sachs Group ✦ | 5.92K | 0.0% | $293,374 | 0.0% | Held | 3 | SEC ↗ |
| 30 | HighTower Advisors, LLC | 5.06K | +3.1% | $250,751 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 31 | Mariner, LLC | 4.17K | -16.9% | $206,943 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 32 | Bnp Paribas Financial Markets | 3.86K | -92.3% | $191,318 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 33 | Fidelity (FMR) ✦ | 3.27K | +184.8% | $162,148 | 0.0% | ▲ Add | 4 | SEC ↗ |
| 34 | Cwm, Llc | 491 | -99.2% | $24,371 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 35 | BlackRock ✦ (passive) | 364 | 0.0% | $18,038 | 0.0% | Held | 4 | SEC ↗ |
| 36 | Russell Investments Group, Ltd. | 140 | +145.6% | $6,943 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 37 | Assetmark, Inc | 104 | 0.0% | $5,157 | 0.0% | Held | 2 | SEC ↗ |
| 38 | Blair William & Co/Il | 87 | 0.0% | $4,314 | 0.0% | Held | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| Two Sigma Investments | $17.34M | 0.0% |
| Fifth Third Bancorp | $586,055 | 0.0% |
Exited
| First Trust Advisors Lp | $760.72M | was 0.6% |
| Susquehanna International… | $16.44M | was 0.0% |
| D. E. Shaw & Co. | $261,553 | was 0.0% |
| Mercer Global Advisors Inc… | $214,350 | was 0.0% |
| Citigroup Inc | $45 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 195 holders, 13.02M shares, $636.91M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q1 2026 ·
Methodology ·
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