Security record · archived quarter
FXU
First Trust Utilities AlphaDEX Fund · Financial Services · Asset Management
41Tracked holders
+1Δ holders
28.64MShares held
$1.29BReported value
+2New positions
−1Exits
Momentum inputs (comparable managers):
holder breadth +2.5% ·
share flow +0.8% ·
net new positions +2.4%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 0 | 8.26M | $407.76M | +3 | −4 |
| Q1 2026 | 38 | -3 | 9.00M | $446.13M | +2 | −5 |
| Q4 2025 | 41 | +1 | 28.64M | $1.29B | +2 | −1 |
| Q3 2025 | 6 | -3 | 2.99M | $135.93M | — | −3 |
| Q2 2025 | 6 | +1 | 235.88K | $10.00M | +2 | −1 |
| Q1 2025 | 3 | +1 | 176.32K | $7.23M | +1 | — |
| Q4 2024 | 2 | +1 | 54.27K | $2.05M | +1 | — |
| Q3 2024 | 1 | -3 | 25.45K | $979,470 | — | −3 |
| Q2 2024 | 4 | — | 70.47K | $2.33M | — | — |
Who holds it · Q4 2025
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | First Trust Advisors Lp | 16.90M | — | $760.72M | 0.6% | n/c | 1 | SEC ↗ |
| 2 | Morgan Stanley ✦ | 3.17M | +7.2% | $142.78M | 0.0% | ▲ Add | 2 | SEC ↗ ×6 |
| 3 | LPL Financial LLC | 1.71M | — | $76.84M | 0.0% | n/c | 1 | SEC ↗ |
| 4 | Wells Fargo & Company/Mn | 1.67M | — | $74.97M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 5 | Raymond James Financial Inc | 969.16K | — | $43.62M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 6 | Bank Of America Corp /De/ | 871.50K | — | $39.23M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 7 | UBS Group AG | 547.16K | — | $24.63M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 8 | Susquehanna International Group, Llp | 365.29K | — | $16.44M | 0.0% | n/c | 1 | SEC ↗ |
| 9 | Stifel Financial Corp | 326.54K | — | $14.70M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 10 | Truist Financial Corp | 306.98K | — | $13.82M | 0.0% | n/c | 1 | SEC ↗ |
| 11 | Cetera Investment Advisers | 296.10K | — | $13.33M | 0.0% | n/c | 1 | SEC ↗ |
| 12 | Osaic Holdings, Inc. | 264.54K | — | $11.91M | 0.0% | n/c | 1 | SEC ↗ ×4 |
| 13 | Royal Bank Of Canada | 222.88K | — | $10.03M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 14 | Envestnet Asset Management Inc | 178.77K | — | $8.05M | 0.0% | n/c | 1 | SEC ↗ |
| 15 | Commonwealth Equity Services, Llc | 159.59K | — | $7.18M | 0.0% | n/c | 1 | SEC ↗ |
| 16 | Northwestern Mutual Wealth… | 133.72K | — | $6.02M | 0.0% | n/c | 1 | SEC ↗ |
| 17 | Baird Financial Group, Inc. | 100.92K | — | $4.54M | 0.0% | n/c | 1 | SEC ↗ |
| 18 | Qube Research & Technologies Ltd | 67.20K | — | $3.02M | 0.0% | n/c | 1 | SEC ↗ |
| 19 | Cwm, Llc | 62.73K | — | $2.82M | 0.0% | n/c | 1 | SEC ↗ |
| 20 | Rockefeller Capital Management L.P. | 56.78K | — | $2.56M | 0.0% | n/c | 1 | SEC ↗ |
| 21 | Bnp Paribas Financial Markets | 50.21K | — | $2.26M | 0.0% | n/c | 1 | SEC ↗ |
| 22 | Mml Investors Services, Llc | 49.39K | — | $2.22M | 0.0% | n/c | 1 | SEC ↗ |
| 23 | Wealth Enhancement Advisory… | 31.64K | — | $1.43M | 0.0% | n/c | 1 | SEC ↗ |
| 24 | Corient Private Wealth LP | 23.56K | — | $1.06M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 25 | Quantinno Capital Management LP | 23.02K | — | $1.04M | 0.0% | n/c | 1 | SEC ↗ |
| 26 | Jones Financial Companies Lllp | 18.30K | — | $823,867 | 0.0% | n/c | 1 | SEC ↗ |
| 27 | Pnc Financial Services Group, Inc. | 13.06K | — | $587,923 | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 28 | JPMorgan Chase ✦ | 11.14K | -41.2% | $501,456 | 0.0% | ▼ Trim | 2 | SEC ↗ ×5 |
| 29 | Gotham Asset Management ✦ | 7.91K | New | $355,939 | 0.0% | New | 1 | SEC ↗ |
| 30 | Focus Partners Wealth | 7.30K | — | $328,618 | 0.0% | n/c | 1 | SEC ↗ |
| 31 | Goldman Sachs Group ✦ | 5.92K | 0.0% | $266,279 | 0.0% | Held | 2 | SEC ↗ |
| 32 | D. E. Shaw & Co. ✦ | 5.81K | New | $261,553 | 0.0% | New | 1 | SEC ↗ |
| 33 | Mariner, LLC | 5.02K | — | $225,983 | 0.0% | n/c | 1 | SEC ↗ |
| 34 | HighTower Advisors, LLC | 4.91K | — | $220,756 | 0.0% | n/c | 1 | SEC ↗ |
| 35 | Mercer Global Advisors Inc /Adv | 4.76K | — | $214,350 | 0.0% | n/c | 1 | SEC ↗ |
| 36 | Fidelity (FMR) ✦ | 1.15K | -10.6% | $51,658 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 37 | BlackRock ✦ (passive) | 364 | 0.0% | $16,372 | 0.0% | Held | 3 | SEC ↗ |
| 38 | Assetmark, Inc | 104 | — | $4,681 | 0.0% | n/c | 1 | SEC ↗ |
| 39 | Blair William & Co/Il | 87 | — | $3,916 | 0.0% | n/c | 1 | SEC ↗ |
| 40 | Russell Investments Group, Ltd. | 57 | — | $2,566 | 0.0% | n/c | 1 | SEC ↗ |
| 41 | Citigroup Inc | 1 | — | $45 | 0.0% | n/c | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Gotham Asset Management | $355,939 | 0.0% |
| D. E. Shaw & Co. | $261,553 | 0.0% |
Exited
| Renaissance Technologies | $245,430 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 195 holders, 13.02M shares, $636.91M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q4 2025 ·
Methodology ·
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