Security record · archived quarter
FTA
First Trust Large Cap Value AlphaDEX Fund · Financial Services · Asset Management
43Tracked holders
+5Δ holders
6.85MShares held
$632.73MReported value
+5New positions
−0Exits
Momentum inputs (comparable managers):
holder breadth +13.2% ·
share flow +2.5% ·
net new positions +11.6%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 40 | -1 | 6.74M | $652.61M | +1 | −3 |
| Q1 2026 | 43 | +5 | 6.85M | $632.73M | +5 | — |
| Q4 2025 | 38 | 0 | 6.69M | $576.09M | — | — |
| Q3 2025 | 5 | 0 | 2.20M | $183.37M | — | — |
| Q2 2025 | 2 | 0 | 7.86K | $618,218 | — | — |
| Q1 2025 | 1 | -1 | 25.85K | $1.98M | — | −1 |
| Q4 2024 | 2 | 0 | 12.81K | $979,146 | — | — |
| Q3 2024 | 2 | 0 | 29.61K | $2.34M | — | — |
| Q2 2024 | 2 | — | 13.71K | $1.01M | — | — |
Who holds it · Q1 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley ✦ | 1.81M | -10.1% | $166.80M | 0.0% | ▼ Trim | 3 | SEC ↗ ×4 |
| 2 | LPL Financial LLC | 1.07M | +6.9% | $98.88M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 3 | UBS Group AG | 968.43K | -0.3% | $89.43M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 4 | Envestnet Asset Management Inc | 401.42K | 0.0% | $37.07M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 5 | Bank Of America Corp /De/ | 391.31K | +12.8% | $36.14M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 6 | Cetera Investment Advisers | 345.18K | +0.5% | $31.88M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 7 | Royal Bank Of Canada | 298.95K | +0.5% | $27.61M | 0.0% | ▲ Add | 2 | SEC ↗ ×4 |
| 8 | Raymond James Financial Inc | 295.10K | +24.4% | $27.25M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 9 | Wells Fargo & Company/Mn | 197.34K | +1.2% | $18.22M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 10 | Assetmark, Inc | 138.72K | -1.6% | $12.81M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 11 | Commonwealth Equity Services, Llc | 129.24K | -3.4% | $11.94M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 12 | Osaic Holdings, Inc. | 116.81K | -13.7% | $10.79M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 13 | Goldman Sachs Group ✦ | 102.37K | +21.1% | $9.45M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 14 | Baird Financial Group, Inc. | 75.86K | +144.9% | $7.01M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 15 | Truist Financial Corp | 70.42K | -8.4% | $6.50M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 16 | Stifel Financial Corp | 69.11K | +19.0% | $6.38M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 17 | Bnp Paribas Financial Markets | 50.00K | New | $4.62M | 0.0% | New | 1 | SEC ↗ |
| 18 | Bank of New York Mellon Corp | 42.32K | +5.4% | $3.91M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 19 | Creative Planning | 41.71K | +4.8% | $3.85M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 20 | Citadel Advisors ✦ | 35.38K | +836.9% | $3.27M | 0.0% | ▲ Add | 8 | SEC ↗ |
| 21 | Susquehanna International Group, Llp | 23.96K | +102.6% | $2.21M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 22 | Jones Financial Companies Lllp | 22.69K | +18.1% | $2.08M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 23 | JPMorgan Chase ✦ | 19.08K | +1.3% | $1.74M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 24 | UBS AM, a distinct business unit of… | 16.69K | +2176.4% | $1.54M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 25 | Jane Street Group, Llc | 16.18K | New | $1.49M | 0.0% | New | 1 | SEC ↗ |
| 26 | Mariner, LLC | 14.47K | -3.1% | $1.34M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 27 | Mml Investors Services, Llc | 13.71K | -1.5% | $1.27M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 28 | First Trust Advisors Lp | 12.94K | -9.4% | $1.20M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 29 | Pnc Financial Services Group, Inc. | 10.05K | +0.2% | $928,410 | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 30 | Northwestern Mutual Wealth… | 7.50K | +19.1% | $692,498 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 31 | HighTower Advisors, LLC | 7.27K | +4.3% | $671,106 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 32 | Mercer Global Advisors Inc /Adv | 7.23K | +159.3% | $667,695 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 33 | Fifth Third Bancorp | 6.99K | New | $645,526 | 0.0% | New | 1 | SEC ↗ |
| 34 | Fidelity (FMR) ✦ | 6.47K | +52.6% | $597,201 | 0.0% | ▲ Add | 4 | SEC ↗ |
| 35 | Rockefeller Capital Management L.P. | 5.71K | -1.9% | $527,435 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 36 | Invesco Ltd. | 3.37K | New | $311,589 | 0.0% | New | 1 | SEC ↗ |
| 37 | Wealth Enhancement Advisory… | 3.06K | +1.8% | $282,609 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 38 | Cwm, Llc | 2.24K | +44.1% | $206,587 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 39 | BlackRock ✦ (passive) | 2.22K | New | $204,740 | 0.0% | New | 1 | SEC ↗ |
| 40 | Us Bancorp \De\ | 1.95K | 0.0% | $179,805 | 0.0% | Held | 2 | SEC ↗ ×2 |
| 41 | Blair William & Co/Il | 928 | 0.0% | $85,701 | 0.0% | Held | 2 | SEC ↗ |
| 42 | Russell Investments Group, Ltd. | 358 | +20.5% | $33,061 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 43 | Citigroup Inc | 227 | 0.0% | $20,963 | 0.0% | Held | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Bnp Paribas Financial Markets | $4.62M | 0.0% |
| Jane Street Group, Llc | $1.49M | 0.0% |
| Fifth Third Bancorp | $645,526 | 0.0% |
| Invesco Ltd. | $311,589 | 0.0% |
| BlackRock | $204,740 | 0.0% |
Exited
| No tracked exits this quarter. |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 215 holders, 9.69M shares, $859.16M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q1 2026 ·
Methodology ·
Get this via the API