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Security record · archived quarter

ARKK

ARK Innovation ETF · Financial Services · Asset Management

81.99 +0.2% mkt cap $7.96B quote delayed (FMP) · as of Oct 25 03:59 UTC · separate from filing data below

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024
73Tracked holders
+4Δ holders
34.17MShares held
$2.30BReported value
+9New positions
−5Exits
Rising Conviction score 40/100 How these are computed → Explain this at the Research Desk →

Momentum inputs (comparable managers): holder breadth +5.8% · share flow -2.2% · net new positions +5.5% · formula
Ownership fragmentation: more holders, smaller aggregate stake

All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026

Ownership over time
QuarterHoldersΔSharesReported valueNewExits
Q3 2026 3 0 105.34K $9.25M n/a n/a
Q2 2026 67 -5 36.99M $2.99B +4 −9
Q1 2026 73 +4 34.17M $2.30B +9 −5
Q4 2025 68 +1 34.94M $2.69B +2 −1
Q3 2025 9 +1 22.86M $1.97B +2 −1
Q2 2025 5 -2 387.73K $27.25M n/a −2
Q1 2025 6 +1 1.60M $76.35M +2 −1
Q4 2024 5 +2 292.97K $16.63M +2 n/a
Q3 2024 3 -1 1.54M $73.34M +1 −2
Q2 2024 4 n/a 2.71M $118.96M n/a n/a
Holder count
Who holds it · Q1 2026
#ManagerSharesΔ sharesValueTheir weightHeld
1 Morgan Stanley ✦ 5.87M +9.0% $396.52M 0.0% ▲ Add 3 SEC ↗ ×8
2 Goldman Sachs Group ✦ 3.45M +123.2% $233.39M 0.0% ▲ Add 3 SEC ↗
3 UBS Group AG 3.24M -0.3% $218.75M 0.0% ▼ Trim 2 SEC ↗ ×3
4 State Of Wisconsin Investment Board 2.95M +5.3% $199.63M 0.5% ▲ Add 2 SEC ↗
5 Bank Of America Corp /De/ 2.25M -39.1% $151.96M 0.0% ▼ Trim 2 SEC ↗ ×5
6 LPL Financial LLC 2.10M -2.3% $142.15M 0.0% ▼ Trim 2 SEC ↗
7 Susquehanna International Group, Llp 1.83M -60.4% $123.40M 0.2% ▼ Trim 2 SEC ↗ ×3
8 Wells Fargo & Company/Mn 1.82M +38.0% $122.78M 0.0% ▲ Add 2 SEC ↗ ×4
9 JPMorgan Chase ✦ 1.78M +236.5% $113.04M 0.0% ▲ Add 3 SEC ↗ ×5
10 Citigroup Inc 1.48M -38.5% $99.77M 0.1% ▼ Trim 2 SEC ↗
11 D. E. Shaw & Co. ✦ 1.17M +45.4% $78.95M 0.1% ▲ Add 8 SEC ↗
12 Raymond James Financial Inc 841.31K -2.3% $56.86M 0.0% ▼ Trim 2 SEC ↗ ×3
13 Bnp Paribas Financial Markets 837.50K +144.1% $56.61M 0.0% ▲ Add 2 SEC ↗
14 Qube Research & Technologies Ltd 454.04K -15.7% $30.69M 0.0% ▼ Trim 2 SEC ↗
15 Royal Bank Of Canada 377.87K +1.4% $25.54M 0.0% ▲ Add 2 SEC ↗ ×6
16 Citadel Advisors ✦ 365.92K -38.1% $24.73M 0.0% ▼ Trim 8 SEC ↗
17 Osaic Holdings, Inc. 330.38K -5.2% $22.33M 0.0% ▼ Trim 2 SEC ↗ ×3
18 Commonwealth Equity Services, Llc 323.19K -9.0% $21.84M 0.0% ▼ Trim 2 SEC ↗
19 Cetera Investment Advisers 241.60K -8.0% $16.33M 0.0% ▼ Trim 2 SEC ↗
20 HighTower Advisors, LLC 199.63K +0.4% $13.49M 0.0% ▲ Add 2 SEC ↗
21 Mariner, LLC 197.10K +2.9% $13.32M 0.0% ▲ Add 2 SEC ↗ ×2
22 Envestnet Asset Management Inc 177.23K -2.4% $11.98M 0.0% ▼ Trim 2 SEC ↗
23 Wealthfront Advisers LLC 156.38K +2.1% $10.57M 0.0% ▲ Add 2 SEC ↗
24 Cwm, Llc 152.55K -13.5% $10.31M 0.0% ▼ Trim 2 SEC ↗
25 Jane Street Group, Llc 114.33K +320.6% $7.73M 0.0% ▲ Add 2 SEC ↗
26 Jones Financial Companies Lllp 119.19K +23.4% $7.70M 0.0% ▲ Add 2 SEC ↗
27 Rockefeller Capital Management L.P. 105.11K +0.4% $7.10M 0.0% ▲ Add 2 SEC ↗ ×2
28 Stifel Financial Corp 103.64K +3.4% $7.01M 0.0% ▲ Add 2 SEC ↗ ×3
29 Point72 Asset Management ✦ 99.80K New $6.75M 0.0% New 1 SEC ↗
30 ARK Investment Management ✦ 95.64K +16.0% $6.46M 0.1% ▲ Add 7 SEC ↗
31 Renaissance Technologies ✦ 86.40K New $5.84M 0.0% New 1 SEC ↗
32 Northwestern Mutual Wealth… 85.10K -6.3% $5.75M 0.0% ▼ Trim 2 SEC ↗
33 Mml Investors Services, Llc 77.72K -24.5% $5.25M 0.0% ▼ Trim 2 SEC ↗
34 Truist Financial Corp 75.64K -4.9% $5.11M 0.0% ▼ Trim 2 SEC ↗ ×2
35 Bank Of Montreal /Can/ 67.39K -64.8% $4.55M 0.0% ▼ Trim 2 SEC ↗ ×4
36 Peak6 Llc 52.63K -8.7% $3.56M 0.1% ▼ Trim 2 SEC ↗
37 Millennium Management ✦ 52.03K +195.6% $3.52M 0.0% ▲ Add 2 SEC ↗
38 Wealth Enhancement Advisory… 41.14K -41.3% $2.82M 0.0% ▼ Trim 2 SEC ↗
39 Corient Private Wealth LP 42.73K -57.0% $2.80M 0.0% ▼ Trim 2 SEC ↗
40 Tidal Investments LLC 40.00K +33.3% $2.70M 0.0% ▲ Add 2 SEC ↗
41 Creative Planning 39.99K +5.2% $2.70M 0.0% ▲ Add 2 SEC ↗
42 Toronto Dominion Bank 33.05K New $2.23M 0.0% New 1 SEC ↗ ×2
43 Cibc World Market Inc. 30.97K -2.2% $2.09M 0.0% ▼ Trim 2 SEC ↗
44 TD Waterhouse Canada Inc. 23.66K -5.4% $1.62M 0.0% ▼ Trim 2 SEC ↗
45 Baird Financial Group, Inc. 23.87K -39.5% $1.61M 0.0% ▼ Trim 2 SEC ↗ ×2
46 Mercer Global Advisors Inc /Adv 21.27K -13.4% $1.44M 0.0% ▼ Trim 2 SEC ↗
47 Captrust Financial Advisors 17.20K +9.4% $1.16M 0.0% ▲ Add 2 SEC ↗
48 AQR Capital Management ✦ 16.50K +62.4% $1.12M 0.0% ▲ Add 2 SEC ↗
49 Blair William & Co/Il 16.44K -11.7% $1.11M 0.0% ▼ Trim 2 SEC ↗
50 Simplex Trading, Llc 14.83K New $1.00M 0.0% New 1 SEC ↗
51 Lido Advisors, LLC 13.91K -30.5% $940,531 0.0% ▼ Trim 2 SEC ↗
52 Group One Trading Llc 12.96K New $875,696 0.0% New 1 SEC ↗
53 Squarepoint Ops LLC 11.50K New $777,353 0.0% New 1 SEC ↗
54 Kayne Anderson Rudnick Investment… 9.62K -14.7% $650,106 0.0% ▼ Trim 2 SEC ↗
55 Focus Partners Wealth 6.92K +24.6% $467,799 0.0% ▲ Add 2 SEC ↗
56 Ameriprise Financial Inc 6.70K -31.2% $452,515 0.0% ▼ Trim 2 SEC ↗
57 Bank of New York Mellon Corp 6.55K +7.7% $442,808 0.0% ▲ Add 2 SEC ↗ ×3
58 Quantinno Capital Management LP 4.63K +37.0% $313,077 0.0% ▲ Add 2 SEC ↗
59 Cerity Partners LLC 4.26K -50.1% $287,854 0.0% ▼ Trim 2 SEC ↗ ×2
60 CIBC Bancorp USA Inc. 3.79K n/a $256,437 0.0% n/c 1 SEC ↗ ×2
61 Bank Of Nova Scotia 3.29K New $222,617 0.0% New 1 SEC ↗
62 Us Bancorp \De\ 2.21K -3.1% $149,239 0.0% ▼ Trim 2 SEC ↗
63 Fifth Third Bancorp 1.78K +157.5% $120,108 0.0% ▲ Add 2 SEC ↗
64 Franklin Resources Inc 1.58K +6.4% $106,761 0.0% ▲ Add 2 SEC ↗ ×3
65 Pnc Financial Services Group, Inc. 1.34K 0.0% $90,706 0.0% Held 2 SEC ↗ ×3
66 Barclays Plc 1.07K -96.1% $72,524 0.0% ▼ Trim 2 SEC ↗
67 Fidelity (FMR) ✦ 908 New $61,348 0.0% New 1 SEC ↗ ×2
68 National Bank Of Canada /Fi/ 495 -93.9% $33,845 0.0% ▼ Trim 2 SEC ↗ ×2
69 Russell Investments Group, Ltd. 441 +31.2% $29,778 0.0% ▲ Add 2 SEC ↗
70 UBS AM, a distinct business unit of… 92 +100.0% $6,218 0.0% ▲ Add 2 SEC ↗
71 BlackRock ✦ (passive) 86 -1.1% $5,801 0.0% ▼ Trim 4 SEC ↗
72 Assetmark, Inc 45 +164.7% $3,042 0.0% ▲ Add 2 SEC ↗
73 LMR Partners LLP 1 New $68 0.0% New 1 SEC ↗

“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.

New buyers

Point72 Asset Management $6.75M 0.0%
Renaissance Technologies $5.84M 0.0%
Toronto Dominion Bank $2.23M 0.0%
Simplex Trading, Llc $1.00M 0.0%
Group One Trading Llc $875,696 0.0%
Squarepoint Ops LLC $777,353 0.0%
Bank Of Nova Scotia $222,617 0.0%
Fidelity (FMR) $61,348 0.0%
LMR Partners LLP $68 0.0%

Exited

Walleye Trading LLC $15.36M was 0.2%
Two Sigma Investments $14.24M was 0.0%
Tudor Investment Corp Et Al $1.55M was 0.0%
Balyasny Asset Management L.P. $574,977 was 0.0%
Financial Engines Advisors… $225,453 was 0.0%

Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 585 holders, 40.24M shares, $2.69B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.

Frequently co-owned

What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.

Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR. Reporting period: Q1 2026 · Methodology · Get this via the API