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Security record

ARKK

ARK Innovation ETF · Financial Services · Asset Management

89.62 +2.3% mkt cap $8.23B quote delayed (FMP) · as of Oct 11 03:53 UTC — separate from filing data below

Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024
67Tracked holders
-5Δ holders
36.99MShares held
$2.99BReported value
+4New positions
−9Exits
Stable Conviction score 39/100 How these are computed → Explain this at the Research Desk →

Momentum inputs (comparable managers): holder breadth -6.9% · share flow +8.7% · net new positions -7.5% — formula
Concentrated accumulation — rising shares among fewer holders

All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026

Ownership over time
QuarterHoldersΔSharesReported valueNewExits
Q2 2026 67 -5 36.99M $2.99B +4 −9
Q1 2026 73 +4 34.17M $2.30B +9 −5
Q4 2025 68 +1 34.94M $2.69B +2 −1
Q3 2025 9 +1 22.86M $1.97B +2 −1
Q2 2025 5 -2 387.73K $27.25M — −2
Q1 2025 6 +1 1.60M $76.35M +2 −1
Q4 2024 5 +2 292.97K $16.63M +2 —
Q3 2024 3 -1 1.54M $73.34M +1 −2
Q2 2024 4 — 2.71M $118.96M — —
Holder count
Who holds it · Q2 2026
#ManagerSharesΔ sharesValueTheir weightHeld
1 Morgan Stanley ✦ 6.29M +7.2% $508.13M 0.0% ▲ Add 4 SEC ↗ ×8
2 JPMorgan Chase ✦ 4.72M +165.4% $380.79M 0.0% ▲ Add 4 SEC ↗ ×5
3 Goldman Sachs Group ✦ 4.45M +28.8% $359.30M 0.0% ▲ Add 4 SEC ↗
4 Bank Of America Corp /De/ 3.99M +77.6% $322.66M 0.0% ▲ Add 3 SEC ↗ ×5
5 Susquehanna International Group, Llp 2.27M +24.4% $183.54M 0.2% ▲ Add 3 SEC ↗ ×2
6 Wells Fargo & Company/Mn 2.13M +17.2% $172.06M 0.0% ▲ Add 3 SEC ↗ ×4
7 Citigroup Inc 2.11M +43.2% $170.84M 0.1% ▲ Add 3 SEC ↗ ×2
8 LPL Financial LLC 2.09M -0.8% $168.70M 0.0% ▼ Trim 3 SEC ↗
9 State Of Wisconsin Investment Board 1.85M -37.4% $149.44M 0.3% ▼ Trim 3 SEC ↗
10 UBS Group AG 1.24M -61.6% $100.53M 0.0% ▼ Trim 3 SEC ↗ ×4
11 Raymond James Financial Inc 835.43K -0.7% $67.52M 0.0% ▼ Trim 3 SEC ↗ ×3
12 Bnp Paribas Financial Markets 775.52K -7.4% $62.68M 0.0% ▼ Trim 3 SEC ↗
13 D. E. Shaw & Co. ✦ 530.73K -54.6% $42.87M 0.0% ▼ Trim 9 SEC ↗
14 Osaic Holdings, Inc. 345.28K +4.5% $27.91M 0.0% ▲ Add 3 SEC ↗ ×4
15 Royal Bank Of Canada 322.87K -14.6% $26.09M 0.0% ▼ Trim 3 SEC ↗ ×6
16 Commonwealth Equity Services, Llc 304.99K -5.6% $24.65M 0.0% ▼ Trim 3 SEC ↗
17 Hrt Financial Lp 270.38K New $21.85M 0.0% New 1 SEC ↗
18 Envestnet Asset Management Inc 225.23K +27.1% $18.20M 0.0% ▲ Add 3 SEC ↗
19 Cetera Investment Advisers 216.02K -10.6% $17.46M 0.0% ▼ Trim 3 SEC ↗
20 HighTower Advisors, LLC 204.67K +2.5% $16.54M 0.0% ▲ Add 3 SEC ↗
21 Wealthfront Advisers LLC 144.91K -7.3% $11.71M 0.0% ▼ Trim 3 SEC ↗
22 Jones Financial Companies Lllp 129.77K +8.9% $10.14M 0.0% ▲ Add 3 SEC ↗
23 Group One Trading Llc 116.66K +800.5% $9.43M 0.3% ▲ Add 2 SEC ↗
24 Toronto Dominion Bank 109.57K +231.5% $8.86M 0.0% ▲ Add 2 SEC ↗ ×2
25 Rockefeller Capital Management L.P. 104.42K -0.7% $8.44M 0.0% ▼ Trim 3 SEC ↗ ×2
26 Balyasny Asset Management L.P. 102.54K New $8.29M 0.0% New 1 SEC ↗
27 Mml Investors Services, Llc 101.92K +31.1% $8.24M 0.0% ▲ Add 3 SEC ↗
28 ARK Investment Management ✦ 91.11K -4.7% $7.36M 0.0% ▼ Trim 8 SEC ↗
29 Northwestern Mutual Wealth… 80.14K -5.8% $6.48M 0.0% ▼ Trim 3 SEC ↗
30 Bank Of Montreal /Can/ 76.63K +13.7% $6.19M 0.0% ▲ Add 3 SEC ↗ ×4
31 National Bank Of Canada /Fi/ 72.72K +14591.3% $5.87M 0.0% ▲ Add 3 SEC ↗ ×3
32 Truist Financial Corp 72.02K -4.8% $5.82M 0.0% ▼ Trim 3 SEC ↗ ×2
33 Stifel Financial Corp 66.61K -35.7% $5.38M 0.0% ▼ Trim 3 SEC ↗ ×2
34 LMR Partners LLP 65.64K +6564200.0% $5.31M 0.0% ▲ Add 2 SEC ↗
35 Corient Private Wealth LP 40.99K -4.1% $3.31M 0.0% ▼ Trim 3 SEC ↗
36 Wealth Enhancement Advisory… 39.84K -3.2% $3.20M 0.0% ▼ Trim 3 SEC ↗
37 Tidal Investments LLC 39.00K -2.5% $3.15M 0.0% ▼ Trim 3 SEC ↗
38 Creative Planning 36.93K -7.7% $2.98M 0.0% ▼ Trim 3 SEC ↗ ×2
39 Millennium Management ✦ 34.77K -33.2% $2.81M 0.0% ▼ Trim 3 SEC ↗
40 Cibc World Market Inc. 30.01K -3.1% $2.43M 0.0% ▼ Trim 3 SEC ↗
41 Mariner, LLC 27.61K -86.0% $2.23M 0.0% ▼ Trim 3 SEC ↗
42 TD Waterhouse Canada Inc. 22.17K -6.3% $1.81M 0.0% ▼ Trim 3 SEC ↗
43 Baird Financial Group, Inc. 22.30K -6.6% $1.80M 0.0% ▼ Trim 3 SEC ↗ ×2
44 Mercer Global Advisors Inc /Adv 21.35K +0.3% $1.73M 0.0% ▲ Add 3 SEC ↗
45 Peak6 Llc 20.15K -61.7% $1.63M 0.0% ▼ Trim 3 SEC ↗
46 Captrust Financial Advisors 17.47K +1.5% $1.41M 0.0% ▲ Add 3 SEC ↗
47 AQR Capital Management ✦ 16.53K +0.2% $1.34M 0.0% ▲ Add 3 SEC ↗
48 Bank of New York Mellon Corp 15.26K +133.0% $1.23M 0.0% ▲ Add 3 SEC ↗ ×3
49 Blair William & Co/Il 15.06K -8.4% $1.22M 0.0% ▼ Trim 3 SEC ↗
50 Cerity Partners LLC 12.95K +204.0% $1.05M 0.0% ▲ Add 3 SEC ↗ ×3
51 Two Sigma Investments ✦ 12.04K New $972,992 0.0% New 1 SEC ↗
52 Lido Advisors, LLC 10.16K -26.9% $821,513 0.0% ▼ Trim 3 SEC ↗
53 Kayne Anderson Rudnick Investment… 8.70K -9.6% $702,078 0.0% ▼ Trim 3 SEC ↗
54 Fidelity (FMR) ✦ 6.84K +653.6% $553,025 0.0% ▲ Add 2 SEC ↗
55 CIBC Bancorp USA Inc. 6.47K +70.5% $522,905 0.0% ▲ Add 2 SEC ↗ ×2
56 Focus Partners Wealth 5.65K -18.4% $456,539 0.0% ▼ Trim 3 SEC ↗
57 Quantinno Capital Management LP 4.38K -5.3% $354,315 0.0% ▼ Trim 3 SEC ↗
58 Nuveen, LLC 3.85K New $311,400 0.0% New 1 SEC ↗
59 Pnc Financial Services Group, Inc. 2.79K +108.0% $225,648 0.0% ▲ Add 3 SEC ↗ ×4
60 Franklin Resources Inc 1.58K 0.0% $127,632 0.0% Held 3 SEC ↗ ×3
61 Fifth Third Bancorp 1.31K -26.4% $105,631 0.0% ▼ Trim 3 SEC ↗
62 Us Bancorp \De\ 1.18K -46.6% $95,206 0.0% ▼ Trim 3 SEC ↗
63 Russell Investments Group, Ltd. 1.06K +139.5% $85,311 0.0% ▲ Add 3 SEC ↗
64 Barclays Plc 797 -25.7% $64,414 0.0% ▼ Trim 3 SEC ↗
65 Assetmark, Inc 793 +1662.2% $64,090 0.0% ▲ Add 3 SEC ↗
66 UBS AM, a distinct business unit of… 92 0.0% $7,435 0.0% Held 3 SEC ↗
67 BlackRock ✦ (passive) 86 0.0% $6,936 0.0% Held 5 SEC ↗

“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.

New buyers

Hrt Financial Lp $21.85M 0.0%
Balyasny Asset Management L.P. $8.29M 0.0%
Two Sigma Investments $972,992 0.0%
Nuveen, LLC $311,400 0.0%

Exited

Qube Research & Technologies… $30.69M was 0.0%
Citadel Advisors $24.73M was 0.0%
Jane Street Group, Llc $7.73M was 0.0%
Point72 Asset Management $6.75M was 0.0%
Renaissance Technologies $5.84M was 0.0%
Simplex Trading, Llc $1.00M was 0.0%
Squarepoint Ops LLC $777,353 was 0.0%
Ameriprise Financial Inc $452,515 was 0.0%
Bank Of Nova Scotia $222,617 was 0.0%

Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 585 holders, 40.24M shares, $2.69B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.

Frequently co-owned

What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.

Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR. Reporting period: Q2 2026 · Methodology · Get this via the API