Security record
UCON
First Trust Smith Unconstrained Bond ETF · Financial Services · Asset Management - Bonds
36Tracked holders
0Δ holders
62.12MShares held
$1.55BReported value
+3New positions
−4Exits
Momentum inputs (comparable managers): holder breadth 0.0% · share flow +5.2% · net new positions -2.8% — formula
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 0 | 62.12M | $1.55B | +3 | −4 |
| Q1 2026 | 38 | +1 | 61.96M | $1.53B | +4 | −3 |
| Q4 2025 | 37 | +1 | 59.60M | $1.50B | +1 | — |
| Q3 2025 | 3 | -1 | 11.50M | $289.62M | — | −1 |
| Q2 2025 | 2 | 0 | 1.33M | $33.09M | — | — |
| Q1 2025 | 2 | +1 | 1.39M | $34.40M | +1 | — |
| Q4 2024 | 1 | 0 | 82.06K | $2.02M | — | — |
| Q3 2024 | 1 | -1 | 362.07K | $9.10M | — | −1 |
| Q2 2024 | 2 | — | 680.13K | $16.63M | — | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 13.68M | +9.7% | $340.38M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 2 | Morgan Stanley ✦ | 9.32M | +4.0% | $231.77M | 0.0% | ▲ Add | 4 | SEC ↗ ×2 |
| 3 | Wells Fargo & Company/Mn | 7.17M | +18.1% | $178.50M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 4 | Ameriprise Financial Inc | 5.57M | +4.3% | $138.56M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 5 | Bank Of America Corp /De/ | 4.20M | +9.5% | $104.48M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 6 | Royal Bank Of Canada | 4.02M | +0.5% | $100.11M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 7 | Raymond James Financial Inc | 2.83M | +0.1% | $70.48M | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 8 | Envestnet Asset Management Inc | 2.62M | +6.8% | $65.27M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 9 | Truist Financial Corp | 2.09M | +9.8% | $52.09M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 10 | Osaic Holdings, Inc. | 2.05M | +8.1% | $50.88M | 0.1% | ▲ Add | 3 | SEC ↗ ×3 |
| 11 | Cetera Investment Advisers | 1.76M | +22.3% | $43.72M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 12 | Stifel Financial Corp | 1.66M | +1.7% | $41.34M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 13 | Focus Partners Wealth | 999.37K | -0.3% | $24.86M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 14 | Mml Investors Services, Llc | 932.94K | +21.6% | $23.21M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Commonwealth Equity Services, Llc | 833.94K | -25.4% | $20.75M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 16 | JPMorgan Chase ✦ | 745.41K | +23.0% | $18.58M | 0.0% | ▲ Add | 4 | SEC ↗ ×2 |
| 17 | Us Bancorp \De\ | 392.17K | -5.8% | $9.76M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 18 | Captrust Financial Advisors | 377.68K | -24.3% | $9.40M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 19 | Baird Financial Group, Inc. | 301.49K | +5.1% | $7.50M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 20 | Mariner, LLC | 205.55K | -57.1% | $5.11M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 21 | Citadel Advisors ✦ | 71.90K | -82.4% | $1.79M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 22 | Rockefeller Capital Management L.P. | 61.07K | -7.2% | $1.52M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 23 | Fifth Third Bancorp | 58.27K | -6.4% | $1.45M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 24 | Goldman Sachs Group ✦ | 44.47K | +22.2% | $1.11M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 25 | Lido Advisors, LLC | 33.45K | -6.3% | $832,378 | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 26 | Quantinno Capital Management LP | 23.03K | New | $573,086 | 0.0% | New | 1 | SEC ↗ |
| 27 | Wealth Enhancement Advisory… | 18.99K | -25.1% | $470,867 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 28 | Financial Engines Advisors L.L.C. | 12.81K | 0.0% | $318,787 | 0.0% | Held | 3 | SEC ↗ |
| 29 | Assetmark, Inc | 11.31K | -0.5% | $281,443 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 30 | Susquehanna International Group, Llp | 9.50K | -73.7% | $236,360 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 31 | Northwestern Mutual Wealth… | 8.10K | +367.6% | $201,476 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 32 | Qube Research & Technologies Ltd | 4.72K | New | $117,483 | 0.0% | New | 1 | SEC ↗ |
| 33 | Jones Financial Companies Lllp | 625 | -77.0% | $15,569 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 34 | UBS Group AG | 543 | New | $13,510 | 0.0% | New | 1 | SEC ↗ |
| 35 | Bank Of Montreal /Can/ | 385 | -51.0% | $9,579 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 36 | Bnp Paribas Financial Markets | 19 | -26.9% | $473 | 0.0% | ▼ Trim | 3 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Quantinno Capital Management… | $573,086 | 0.0% |
| Qube Research & Technologies… | $117,483 | 0.0% |
| UBS Group AG | $13,510 | 0.0% |
Exited
| HighTower Advisors, LLC | $60.35M | was 0.1% |
| Jane Street Group, Llc | $6.74M | was 0.0% |
| Hrt Financial Lp | $732,000 | was 0.0% |
| Renaissance Technologies | $450,814 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 271 holders, 109.40M shares, $2.65B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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