SMTH
ALPS Funds Smith Core Plus Bond ETF · Financial Services · Asset Management - Bonds
Momentum inputs (comparable managers): holder breadth 0.0% · share flow -22.5% · net new positions 0.0% · formula
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 1 | 0 | 73.10M | $1.80B | n/a | n/a |
| Q2 2026 | 22 | +1 | 54.16M | $1.37B | +3 | −2 |
| Q1 2026 | 21 | 0 | 45.16M | $1.15B | +5 | −5 |
| Q4 2025 | 21 | 0 | 58.25M | $1.52B | n/a | n/a |
| Q3 2025 | 5 | +1 | 267.33K | $6.99M | +1 | n/a |
| Q2 2025 | 2 | 0 | 65.31K | $1.69M | n/a | n/a |
| Q1 2025 | 1 | 0 | 48.87K | $1.27M | n/a | n/a |
| Q4 2024 | 1 | 0 | 36.28K | $925,942 | n/a | n/a |
| Q3 2024 | 1 | 0 | 63.96K | $1.69M | n/a | n/a |
| Q2 2024 | 1 | n/a | 19.41K | $494,102 | n/a | n/a |
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Wealth Enhancement Advisory… | 42.09M | -24.1% | $1.07B | 2.4% | ▼ Trim | 2 | SEC ↗ |
| 2 | Bank of New York Mellon Corp | 2.21M | +3.2% | $56.87M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 3 | Raymond James Financial Inc | 141.46K | +2.7% | $3.64M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 4 | LPL Financial LLC | 135.08K | +41.7% | $3.48M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 5 | Bank Of America Corp /De/ | 116.20K | New | $2.99M | 0.0% | New | 1 | SEC ↗ ×2 |
| 6 | Citadel Advisors ✦ | 94.55K | -36.2% | $2.44M | 0.0% | ▼ Trim | 8 | SEC ↗ |
| 7 | Wells Fargo & Company/Mn | 65.02K | +21.9% | $1.67M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 8 | Tidal Investments LLC | 60.87K | +47.1% | $1.57M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 9 | Goldman Sachs Group ✦ | 49.63K | New | $1.28M | 0.0% | New | 1 | SEC ↗ |
| 10 | JPMorgan Chase ✦ | 39.73K | -9.9% | $1.02M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 11 | Envestnet Asset Management Inc | 34.60K | New | $891,011 | 0.0% | New | 1 | SEC ↗ |
| 12 | Commonwealth Equity Services, Llc | 24.55K | +9.5% | $632,140 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 13 | Jane Street Group, Llc | 23.92K | +186.5% | $615,982 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 14 | Osaic Holdings, Inc. | 23.16K | +39.1% | $596,649 | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 15 | AQR Capital Management ✦ | 18.01K | +134.7% | $463,951 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 16 | Morgan Stanley ✦ | 17.19K | 0.0% | $442,728 | 0.0% | Held | 3 | SEC ↗ |
| 17 | Stifel Financial Corp | 10.01K | +8.6% | $257,808 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 18 | Quantinno Capital Management LP | 8.02K | New | $206,529 | 0.0% | New | 1 | SEC ↗ |
| 19 | Fifth Third Bancorp | 7.49K | New | $192,802 | 0.0% | New | 1 | SEC ↗ |
| 20 | Franklin Resources Inc | 934 | 0.0% | $24,055 | 0.0% | Held | 2 | SEC ↗ |
| 21 | Assetmark, Inc | 96 | -68.4% | $2,472 | 0.0% | ▼ Trim | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| Bank Of America Corp /De/ | $2.99M | 0.0% |
| Goldman Sachs Group | $1.28M | 0.0% |
| Envestnet Asset Management Inc | $891,011 | 0.0% |
| Quantinno Capital Management… | $206,529 | 0.0% |
| Fifth Third Bancorp | $192,802 | 0.0% |
Exited
| Susquehanna International… | $524,528 | was 0.0% |
| Rockefeller Capital… | $260,544 | was 0.0% |
| BlackRock | $125,345 | was 0.0% |
| Royal Bank Of Canada | $87,000 | was 0.0% |
| Northwestern Mutual Wealth… | $76,672 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 81 holders, 79.07M shares, $2.01B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.