Security record · archived quarter
SCHA
Schwab U.S. Small-Cap ETF · Financial Services · Asset Management
66Tracked holders
-3Δ holders
126.81MShares held
$3.69BReported value
+2New positions
−5Exits
Momentum inputs (comparable managers):
holder breadth -4.3% ·
share flow -2.6% ·
net new positions -4.5%
· formula
Broad distribution: falling shares and fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 1 | 0 | 2.82M | $91.99M | n/a | −1 |
| Q2 2026 | 67 | +3 | 125.76M | $4.53B | +6 | −4 |
| Q1 2026 | 66 | -3 | 126.81M | $3.69B | +2 | −5 |
| Q4 2025 | 69 | 0 | 130.14M | $3.65B | +3 | −3 |
| Q3 2025 | 12 | +3 | 6.48M | $180.69M | +3 | n/a |
| Q2 2025 | 6 | -1 | 513.29K | $12.99M | n/a | −1 |
| Q1 2025 | 4 | 0 | 135.06K | $3.16M | +2 | −2 |
| Q4 2024 | 4 | +1 | 197.97K | $5.12M | +2 | −1 |
| Q3 2024 | 3 | -2 | 79.44K | $4.09M | n/a | −2 |
| Q2 2024 | 5 | n/a | 290.46K | $13.78M | n/a | n/a |
Who holds it · Q1 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Empower Advisory Group, LLC | 36.90M | +8.5% | $1.07B | 2.8% | ▲ Add | 2 | SEC ↗ |
| 2 | Sei Investments Co | 14.73M | -0.2% | $428.49M | 0.4% | ▼ Trim | 2 | SEC ↗ |
| 3 | Bank Of America Corp /De/ | 14.59M | -15.8% | $424.21M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 4 | Creative Planning | 5.99M | -11.7% | $174.28M | 0.1% | ▼ Trim | 2 | SEC ↗ ×2 |
| 5 | Northwestern Mutual Wealth… | 5.80M | +5.5% | $168.78M | 0.1% | ▲ Add | 2 | SEC ↗ |
| 6 | UBS Group AG | 5.13M | +27.5% | $149.17M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 7 | Financial Engines Advisors L.L.C. | 4.58M | -5.3% | $133.28M | 0.3% | ▼ Trim | 2 | SEC ↗ |
| 8 | Cerity Partners LLC | 3.84M | +2.3% | $111.98M | 0.2% | ▲ Add | 2 | SEC ↗ ×3 |
| 9 | Mariner, LLC | 3.39M | +16.3% | $98.47M | 0.1% | ▲ Add | 2 | SEC ↗ ×3 |
| 10 | Wealth Enhancement Advisory… | 2.69M | -39.0% | $79.36M | 0.2% | ▼ Trim | 2 | SEC ↗ |
| 11 | LPL Financial LLC | 2.70M | +1.8% | $78.43M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 12 | Mercer Global Advisors Inc /Adv | 2.01M | -5.4% | $58.41M | 0.1% | ▼ Trim | 2 | SEC ↗ |
| 13 | Osaic Holdings, Inc. | 1.84M | +17.2% | $53.52M | 0.1% | ▲ Add | 2 | SEC ↗ ×4 |
| 14 | Jones Financial Companies Lllp | 1.87M | +27.0% | $53.36M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 15 | HighTower Advisors, LLC | 1.78M | -3.4% | $51.84M | 0.1% | ▼ Trim | 2 | SEC ↗ |
| 16 | Envestnet Asset Management Inc | 1.65M | +71.8% | $47.98M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 17 | Morgan Stanley ✦ | 1.60M | -8.6% | $46.58M | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 18 | Goldman Sachs Group ✦ | 1.40M | -10.6% | $40.72M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 19 | Corient Private Wealth LP | 1.38M | -72.8% | $40.14M | 0.1% | ▼ Trim | 2 | SEC ↗ |
| 20 | Focus Partners Wealth | 1.31M | -7.0% | $38.24M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 21 | Cetera Investment Advisers | 1.27M | +7.5% | $36.98M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 22 | Captrust Financial Advisors | 1.11M | +2.0% | $32.16M | 0.1% | ▲ Add | 2 | SEC ↗ |
| 23 | State Farm Mutual Automobile… | 985.13K | +64.8% | $28.65M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 24 | Raymond James Financial Inc | 941.69K | +29.2% | $27.38M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 25 | Wells Fargo & Company/Mn | 848.45K | -13.8% | $24.67M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 26 | JPMorgan Chase ✦ | 693.92K | -19.9% | $19.49M | 0.0% | ▼ Trim | 3 | SEC ↗ ×5 |
| 27 | Lido Advisors, LLC | 432.73K | -4.0% | $12.58M | 0.1% | ▼ Trim | 2 | SEC ↗ |
| 28 | Us Bancorp \De\ | 410.30K | -2.3% | $11.93M | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 29 | Commonwealth Equity Services, Llc | 399.21K | -0.8% | $11.61M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 30 | Mml Investors Services, Llc | 379.34K | -12.7% | $11.03M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 31 | Fidelity (FMR) ✦ | 376.92K | +20.1% | $10.96M | 0.0% | ▲ Add | 4 | SEC ↗ ×3 |
| 32 | AQR Capital Management ✦ | 352.70K | +127.6% | $10.26M | 0.0% | ▲ Add | 8 | SEC ↗ ×2 |
| 33 | Truist Financial Corp | 346.73K | -0.6% | $10.08M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 34 | UBS AM, a distinct business unit of… | 306.12K | +183.0% | $8.90M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 35 | Royal Bank Of Canada | 287.78K | -20.7% | $8.37M | 0.0% | ▼ Trim | 2 | SEC ↗ ×4 |
| 36 | Ameriprise Financial Inc | 252.59K | +7.0% | $7.35M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 37 | Rockefeller Capital Management L.P. | 213.08K | +2.6% | $6.20M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 38 | Cwm, Llc | 188.24K | -8.2% | $5.47M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 39 | Stifel Financial Corp | 184.96K | +11.4% | $5.38M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 40 | Wealthfront Advisers LLC | 177.43K | +3.6% | $5.16M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 41 | Citadel Advisors ✦ | 174.86K | +972.5% | $5.08M | 0.0% | ▲ Add | 5 | SEC ↗ |
| 42 | Quantinno Capital Management LP | 159.77K | +9.3% | $4.65M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 43 | Pnc Financial Services Group, Inc. | 139.93K | +37.0% | $4.07M | 0.0% | ▲ Add | 2 | SEC ↗ ×5 |
| 44 | BlackRock ✦ (passive) | 121.27K | +22.5% | $3.53M | 0.0% | ▲ Add | 4 | SEC ↗ ×3 |
| 45 | D. E. Shaw & Co. ✦ | 104.14K | +278.3% | $3.03M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 46 | American Century Companies Inc | 99.26K | +56.6% | $2.89M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 47 | Fifth Third Bancorp | 84.28K | +2121.5% | $2.45M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 48 | Susquehanna International Group, Llp | 82.98K | -34.0% | $2.41M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 49 | Bank Of Montreal /Can/ | 80.66K | +6.5% | $2.35M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 50 | Blair William & Co/Il | 77.55K | -10.6% | $2.26M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 51 | CIBC Bancorp USA Inc. | 73.91K | n/a | $2.15M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 52 | Fisher Asset Management ✦ | 41.20K | +204.4% | $1.20M | 0.0% | ▲ Add | 8 | SEC ↗ |
| 53 | Citigroup Inc | 39.64K | -17.1% | $1.15M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 54 | Baird Financial Group, Inc. | 36.25K | -87.4% | $1.05M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 55 | Northern Trust Corp | 27.67K | +89.9% | $804,643 | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 56 | Jane Street Group, Llc | 17.33K | New | $504,073 | 0.0% | New | 1 | SEC ↗ |
| 57 | Brown Advisory Inc | 16.95K | -0.5% | $492,819 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 58 | Russell Investments Group, Ltd. | 13.76K | -36.3% | $400,263 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 59 | Neuberger Berman Group LLC | 13.45K | 0.0% | $391,039 | 0.0% | Held | 2 | SEC ↗ |
| 60 | Bank of New York Mellon Corp | 12.73K | +3.6% | $370,240 | 0.0% | ▲ Add | 2 | SEC ↗ ×4 |
| 61 | Chevy Chase Trust Holdings, LLC | 11.55K | -3.5% | $335,961 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 62 | Gotham Asset Management ✦ | 9.00K | 0.0% | $261,604 | 0.0% | Held | 2 | SEC ↗ |
| 63 | Assetmark, Inc | 7.60K | +10.0% | $221,124 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 64 | Franklin Resources Inc | 2.08K | 0.0% | $60,428 | 0.0% | Held | 2 | SEC ↗ ×2 |
| 65 | Bnp Paribas Financial Markets | 20 | New | $582 | 0.0% | New | 1 | SEC ↗ |
| 66 | Nomura Asset Management Co Ltd | 0 | n/a | $0 | 0.0% | Held | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| Jane Street Group, Llc | $504,073 | 0.0% |
| Bnp Paribas Financial Markets | $582 | 0.0% |
Exited
| Tidal Investments LLC | $11.99M | was 0.1% |
| Marshall Wace | $7.33M | was 0.0% |
| Hrt Financial Lp | $473,000 | was 0.0% |
| Simplex Trading, Llc | $9,654 | was 0.0% |
| Qube Research & Technologies… | $4,101 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 1,241 holders, 245.93M shares, $7.01B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q1 2026 ·
Methodology ·
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