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Security record · archived quarter

LCAP

Principal Capital Appreciation Select ETF · Financial Services · Asset Management

33.56 +0.2% mkt cap $36.71M quote delayed (FMP) · as of Aug 25 22:08 UTC — separate from filing data below

Q2 2026 Q1 2026 Q4 2025 Q3 2025
5Tracked holders
+1Δ holders
6.04MShares held
$178.49MReported value
+1New positions
−0Exits
Strongly Rising How these are computed → Explain this at the Research Desk →

Momentum inputs (comparable managers): holder breadth +25.0% · share flow 0.0% · net new positions +20.0%formula
Ownership fragmentation — more holders, smaller aggregate stake

All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025

Ownership over time
QuarterHoldersΔSharesReported valueNewExits
Q2 2026 10 +5 54.49M $1.81B +5
Q1 2026 5 0 7.78M $225.56M +1 −1
Q4 2025 5 +1 6.04M $178.49M +1
Q3 2025 1 2.00K $58,014
Holder count
Who holds it · Q4 2025
#ManagerSharesΔ sharesValueTheir weightHeld
1 Principal Financial Group Inc 3.10M $91.52M 0.0% n/c 1 SEC ↗
2 Principal Financial Group Inc 3.10M $91.52M 0.0% n/c 1 SEC ↗
3 Envestnet Asset Management Inc 2.93M $86.57M 0.0% n/c 1 SEC ↗
4 Jane Street Group, Llc 12.64K $373,533 0.0% n/c 1 SEC ↗
5 Morgan Stanley 656 -67.2% $19,378 0.0% ▼ Trim 2 SEC ↗
6 JPMorgan Chase 119 New $3,515 0.0% New 1 SEC ↗

“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.

New buyers

JPMorgan Chase $3,515 0.0%

Exited

No tracked exits this quarter.

Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 9 holders, 12.62M shares, $365.78M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.

Frequently co-owned

What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.

Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR. Reporting period: Q4 2025 · Methodology · Get this via the API