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Security record · archived quarter

GEM

Goldman Sachs ActiveBeta Emerging Markets Equity ETF · Financial Services · Asset Management - Global

47.20 -0.3% mkt cap $1.63B quote delayed (FMP) · as of Oct 23 14:08 UTC · separate from filing data below

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024
41Tracked holders
-1Δ holders
15.65MShares held
$676.13MReported value
+3New positions
−4Exits
Rising Conviction score 59/100 5 quarters of rising tracked shares ●●●●●○ How these are computed → Explain this at the Research Desk →

Momentum inputs (comparable managers): holder breadth -2.4% · share flow +9.7% · net new positions -2.4% · formula
Concentrated accumulation: rising shares among fewer holders

All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026

Ownership over time
QuarterHoldersΔSharesReported valueNewExits
Q3 2026 1 0 37.79K $1.90M n/a −1
Q2 2026 44 +5 19.01M $988.24M +6 −2
Q1 2026 41 -1 15.65M $676.13M +3 −4
Q4 2025 42 +1 14.27M $594.07M +1 n/a
Q3 2025 5 -1 3.70M $150.58M n/a −1
Q2 2025 3 0 439.58K $16.36M n/a n/a
Q1 2025 2 +1 25.22K $836,701 +1 n/a
Q4 2024 1 0 22.27K $710,795 n/a n/a
Q3 2024 1 0 28.43K $998,283 n/a n/a
Q2 2024 1 n/a 88.45K $2.89M n/a n/a
Holder count
Who holds it · Q1 2026
#ManagerSharesΔ sharesValueTheir weightHeld
1 Wells Fargo & Company/Mn 4.05M -2.0% $174.80M 0.0% ▼ Trim 2 SEC ↗ ×4
2 Goldman Sachs Group ✦ 3.05M +7.3% $131.66M 0.0% ▲ Add 3 SEC ↗ ×3
3 LPL Financial LLC 2.06M +2.3% $88.89M 0.0% ▲ Add 2 SEC ↗
4 Envestnet Asset Management Inc 1.50M +81.1% $64.79M 0.0% ▲ Add 2 SEC ↗
5 State Of Wisconsin Investment Board 1.09M 0.0% $47.17M 0.1% Held 2 SEC ↗
6 Morgan Stanley ✦ 808.97K +18.1% $34.95M 0.0% ▲ Add 3 SEC ↗ ×2
7 Bank Of America Corp /De/ 673.30K +14.3% $29.09M 0.0% ▲ Add 2 SEC ↗ ×3
8 Royal Bank Of Canada 486.14K +55.9% $21.00M 0.0% ▲ Add 2 SEC ↗ ×2
9 Raymond James Financial Inc 427.23K +3.6% $18.46M 0.0% ▲ Add 2 SEC ↗ ×3
10 Cetera Investment Advisers 355.32K -1.1% $15.35M 0.0% ▼ Trim 2 SEC ↗
11 UBS Group AG 305.44K +3.9% $13.19M 0.0% ▲ Add 2 SEC ↗
12 Commonwealth Equity Services, Llc 271.81K +51.9% $11.74M 0.0% ▲ Add 2 SEC ↗
13 Marshall Wace ✦ 164.62K +11.4% $7.11M 0.0% ▲ Add 5 SEC ↗ ×3
14 Baird Financial Group, Inc. 49.35K +18.0% $2.13M 0.0% ▲ Add 2 SEC ↗
15 Osaic Holdings, Inc. 42.15K -12.3% $1.82M 0.0% ▼ Trim 2 SEC ↗ ×3
16 Citadel Advisors ✦ 39.91K New $1.72M 0.0% New 1 SEC ↗
17 Wealth Enhancement Advisory… 36.01K -43.9% $1.55M 0.0% ▼ Trim 2 SEC ↗
18 JPMorgan Chase ✦ 36.59K +181.8% $1.53M 0.0% ▲ Add 3 SEC ↗ ×2
19 Mariner, LLC 35.00K -8.1% $1.51M 0.0% ▼ Trim 2 SEC ↗ ×2
20 Bank of New York Mellon Corp 28.05K +21.4% $1.21M 0.0% ▲ Add 2 SEC ↗ ×4
21 Stifel Financial Corp 25.43K -2.0% $1.10M 0.0% ▼ Trim 2 SEC ↗
22 Citigroup Inc 20.93K +15.1% $904,356 0.0% ▲ Add 2 SEC ↗
23 Creative Planning 18.98K +82.2% $819,977 0.0% ▲ Add 2 SEC ↗
24 Rockefeller Capital Management L.P. 18.19K +4.0% $785,846 0.0% ▲ Add 2 SEC ↗ ×2
25 Cerity Partners LLC 16.33K New $705,558 0.0% New 1 SEC ↗
26 Jones Financial Companies Lllp 8.85K +134.9% $371,710 0.0% ▲ Add 2 SEC ↗
27 HighTower Advisors, LLC 7.56K -0.1% $326,635 0.0% ▼ Trim 2 SEC ↗
28 Mml Investors Services, Llc 6.64K -3.4% $286,768 0.0% ▼ Trim 2 SEC ↗
29 Northwestern Mutual Wealth… 6.16K +200.2% $265,982 0.0% ▲ Add 2 SEC ↗
30 Wealthfront Advisers LLC 5.76K +13.3% $248,746 0.0% ▲ Add 2 SEC ↗
31 Fidelity (FMR) ✦ 5.19K +31.6% $224,036 0.0% ▲ Add 4 SEC ↗
32 Fifth Third Bancorp 4.24K New $183,080 0.0% New 1 SEC ↗
33 UBS AM, a distinct business unit of… 2.99K +197.1% $129,254 0.0% ▲ Add 2 SEC ↗
34 Bank Of Montreal /Can/ 992 0.0% $42,854 0.0% Held 2 SEC ↗
35 Us Bancorp \De\ 508 0.0% $21,946 0.0% Held 2 SEC ↗
36 Pnc Financial Services Group, Inc. 379 0.0% $16,373 0.0% Held 2 SEC ↗
37 Cwm, Llc 322 +17.9% $13,910 0.0% ▲ Add 2 SEC ↗
38 Assetmark, Inc 141 +107.3% $6,071 0.0% ▲ Add 2 SEC ↗
39 BlackRock ✦ (passive) 43 0.0% $1,858 0.0% Held 2 SEC ↗
40 Allspring Global Investments… 15 0.0% $645 0.0% Held 2 SEC ↗
41 Russell Investments Group, Ltd. 1 0.0% $43 0.0% Held 2 SEC ↗

“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.

New buyers

Citadel Advisors $1.72M 0.0%
Cerity Partners LLC $705,558 0.0%
Fifth Third Bancorp $183,080 0.0%

Exited

Jane Street Group, Llc $2.24M was 0.0%
Truist Financial Corp $224,207 was 0.0%
TD Waterhouse Canada Inc. $44,677 was 0.0%
Qube Research & Technologies… $21,476 was 0.0%

Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 179 holders, 28.70M shares, $1.15B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.

Frequently co-owned

What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.

Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR. Reporting period: Q1 2026 · Methodology · Get this via the API