Security record · archived quarter
FPEI
First Trust Institutional Preferred Securities & Income ETF · Financial Services · Asset Management
35Tracked holders
0Δ holders
51.40MShares held
$996.68MReported value
+1New positions
−1Exits
Momentum inputs (comparable managers): holder breadth 0.0% · share flow +3.4% · net new positions 0.0% · formula
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 1 | +1 | 35.17K | $651,748 | +1 | −1 |
| Q2 2026 | 30 | -2 | 55.36M | $1.07B | +1 | −4 |
| Q1 2026 | 34 | -1 | 57.36M | $1.09B | +4 | −5 |
| Q4 2025 | 35 | 0 | 51.40M | $996.68M | +1 | −1 |
| Q3 2025 | 4 | -1 | 17.34M | $335.27M | n/a | −1 |
| Q2 2025 | 2 | +1 | 131.53K | $2.50M | +1 | n/a |
| Q1 2025 | 1 | -1 | 195.22K | $3.65M | n/a | −1 |
| Q4 2024 | 2 | +1 | 166.36K | $3.11M | +1 | n/a |
| Q3 2024 | 1 | 0 | 545.16K | $10.40M | n/a | n/a |
| Q2 2024 | 1 | n/a | 349.40K | $6.42M | n/a | n/a |
Who holds it · Q4 2025
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley ✦ | 18.54M | +11.9% | $359.45M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 2 | UBS Group AG | 9.00M | n/a | $174.56M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 3 | Royal Bank Of Canada | 5.02M | n/a | $97.42M | 0.0% | n/c | 1 | SEC ↗ ×5 |
| 4 | Bank Of America Corp /De/ | 4.65M | n/a | $90.21M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 5 | LPL Financial LLC | 4.36M | n/a | $84.45M | 0.0% | n/c | 1 | SEC ↗ |
| 6 | Envestnet Asset Management Inc | 1.91M | n/a | $36.98M | 0.0% | n/c | 1 | SEC ↗ |
| 7 | Raymond James Financial Inc | 1.84M | n/a | $35.64M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 8 | Truist Financial Corp | 1.36M | n/a | $26.32M | 0.0% | n/c | 1 | SEC ↗ |
| 9 | Cetera Investment Advisers | 732.08K | n/a | $14.19M | 0.0% | n/c | 1 | SEC ↗ |
| 10 | Osaic Holdings, Inc. | 654.52K | n/a | $12.69M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 11 | Baird Financial Group, Inc. | 617.65K | n/a | $11.98M | 0.0% | n/c | 1 | SEC ↗ |
| 12 | JPMorgan Chase ✦ | 439.89K | -40.2% | $8.53M | 0.0% | ▼ Trim | 2 | SEC ↗ ×4 |
| 13 | HighTower Advisors, LLC | 385.96K | n/a | $7.48M | 0.0% | n/c | 1 | SEC ↗ |
| 14 | Commonwealth Equity Services, Llc | 382.37K | n/a | $7.41M | 0.0% | n/c | 1 | SEC ↗ |
| 15 | Stifel Financial Corp | 335.39K | n/a | $6.50M | 0.0% | n/c | 1 | SEC ↗ |
| 16 | Cwm, Llc | 243.82K | n/a | $4.73M | 0.0% | n/c | 1 | SEC ↗ |
| 17 | Rockefeller Capital Management L.P. | 235.81K | n/a | $4.57M | 0.0% | n/c | 1 | SEC ↗ |
| 18 | First Trust Advisors Lp | 189.28K | n/a | $3.67M | 0.0% | n/c | 1 | SEC ↗ |
| 19 | Focus Partners Wealth | 120.43K | n/a | $2.34M | 0.0% | n/c | 1 | SEC ↗ |
| 20 | Northwestern Mutual Wealth… | 100.07K | n/a | $1.94M | 0.0% | n/c | 1 | SEC ↗ |
| 21 | Mml Investors Services, Llc | 43.55K | n/a | $844,435 | 0.0% | n/c | 1 | SEC ↗ |
| 22 | Assetmark, Inc | 37.86K | n/a | $734,028 | 0.0% | n/c | 1 | SEC ↗ |
| 23 | Citadel Advisors ✦ | 35.52K | +22.6% | $688,733 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 24 | Mirae Asset Global Investments Co.… | 35.00K | n/a | $678,650 | 0.0% | n/c | 1 | SEC ↗ |
| 25 | Mariner, LLC | 32.13K | n/a | $622,943 | 0.0% | n/c | 1 | SEC ↗ |
| 26 | Wealth Enhancement Advisory… | 21.81K | n/a | $424,411 | 0.0% | n/c | 1 | SEC ↗ |
| 27 | Us Bancorp \De\ | 18.66K | n/a | $361,856 | 0.0% | n/c | 1 | SEC ↗ |
| 28 | Mercer Global Advisors Inc /Adv | 17.93K | n/a | $347,578 | 0.0% | n/c | 1 | SEC ↗ |
| 29 | Ameriprise Financial Inc | 13.62K | n/a | $264,053 | 0.0% | n/c | 1 | SEC ↗ |
| 30 | Cerity Partners LLC | 10.97K | n/a | $212,769 | 0.0% | n/c | 1 | SEC ↗ |
| 31 | AQR Capital Management ✦ | 10.97K | New | $212,769 | 0.0% | New | 1 | SEC ↗ |
| 32 | UBS AM, a distinct business unit of… | 4.31K | n/a | $83,648 | 0.0% | n/c | 1 | SEC ↗ |
| 33 | Deutsche Bank Ag\ | 3.82K | n/a | $74,109 | 0.0% | n/c | 1 | SEC ↗ |
| 34 | Qube Research & Technologies Ltd | 2.77K | n/a | $53,749 | 0.0% | n/c | 1 | SEC ↗ |
| 35 | Wells Fargo & Company/Mn | 418 | n/a | $8,113 | 0.0% | n/c | 1 | SEC ↗ ×2 |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| AQR Capital Management | $212,769 | 0.0% |
Exited
| Goldman Sachs Group | $196,243 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 208 holders, 78.46M shares, $1.49B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q4 2025 ·
Methodology ·
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