Security record · archived quarter
FPE
First Trust Preferred Securities and Income ETF · Financial Services · Asset Management
44Tracked holders
-1Δ holders
168.18MShares held
$3.06BReported value
+0New positions
−1Exits
Momentum inputs (comparable managers):
holder breadth -2.2% ·
share flow -0.2% ·
net new positions -2.3%
· formula
Broad distribution: falling shares and fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q3 2026 | 1 | 0 | 282.06K | $4.82M | n/a | n/a |
| Q2 2026 | 43 | -1 | 169.63M | $3.03B | +4 | −6 |
| Q1 2026 | 46 | +2 | 171.39M | $3.04B | +6 | −4 |
| Q4 2025 | 44 | -1 | 168.18M | $3.06B | n/a | −1 |
| Q3 2025 | 5 | +2 | 54.72M | $998.08M | +2 | n/a |
| Q2 2025 | 1 | 0 | 704.74K | $12.54M | n/a | n/a |
| Q1 2025 | 1 | +1 | 469.69K | $8.26M | +1 | n/a |
| Q3 2024 | 2 | +1 | 1.15M | $20.79M | +1 | n/a |
| Q2 2024 | 1 | n/a | 741.50K | $12.87M | n/a | n/a |
Who holds it · Q4 2025
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley ✦ | 53.25M | +2.1% | $970.24M | 0.1% | ▲ Add | 2 | SEC ↗ ×2 |
| 2 | Royal Bank Of Canada | 23.53M | n/a | $428.73M | 0.1% | n/c | 1 | SEC ↗ ×7 |
| 3 | LPL Financial LLC | 16.82M | n/a | $306.48M | 0.1% | n/c | 1 | SEC ↗ |
| 4 | Wells Fargo & Company/Mn | 15.93M | n/a | $290.26M | 0.1% | n/c | 1 | SEC ↗ ×3 |
| 5 | UBS Group AG | 9.57M | n/a | $174.31M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 6 | Raymond James Financial Inc | 9.53M | n/a | $173.59M | 0.1% | n/c | 1 | SEC ↗ ×3 |
| 7 | Bank Of America Corp /De/ | 8.21M | n/a | $149.51M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 8 | Ameriprise Financial Inc | 4.66M | n/a | $84.98M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 9 | HighTower Advisors, LLC | 3.30M | n/a | $60.14M | 0.1% | n/c | 1 | SEC ↗ |
| 10 | Cetera Investment Advisers | 2.58M | n/a | $47.03M | 0.1% | n/c | 1 | SEC ↗ |
| 11 | Stifel Financial Corp | 2.26M | n/a | $41.12M | 0.0% | n/c | 1 | SEC ↗ ×4 |
| 12 | Rockefeller Capital Management L.P. | 2.21M | n/a | $40.29M | 0.1% | n/c | 1 | SEC ↗ ×2 |
| 13 | Osaic Holdings, Inc. | 2.14M | n/a | $38.99M | 0.1% | n/c | 1 | SEC ↗ ×4 |
| 14 | Envestnet Asset Management Inc | 2.07M | n/a | $37.77M | 0.0% | n/c | 1 | SEC ↗ |
| 15 | Baird Financial Group, Inc. | 1.77M | n/a | $32.28M | 0.1% | n/c | 1 | SEC ↗ ×2 |
| 16 | Commonwealth Equity Services, Llc | 1.38M | n/a | $25.12M | 0.0% | n/c | 1 | SEC ↗ |
| 17 | Northwestern Mutual Wealth… | 1.19M | n/a | $21.77M | 0.0% | n/c | 1 | SEC ↗ |
| 18 | Truist Financial Corp | 1.18M | n/a | $21.43M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 19 | Citigroup Inc | 1.03M | n/a | $18.74M | 0.0% | n/c | 1 | SEC ↗ |
| 20 | JPMorgan Chase ✦ | 859.12K | -47.4% | $15.65M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 21 | Mariner, LLC | 846.85K | n/a | $15.43M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 22 | Bank Of Montreal /Can/ | 625.78K | n/a | $11.41M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 23 | Mml Investors Services, Llc | 561.24K | n/a | $10.23M | 0.0% | n/c | 1 | SEC ↗ |
| 24 | Jones Financial Companies Lllp | 541.95K | n/a | $9.87M | 0.0% | n/c | 1 | SEC ↗ |
| 25 | Wealth Enhancement Advisory… | 373.29K | n/a | $6.81M | 0.0% | n/c | 1 | SEC ↗ |
| 26 | Us Bancorp \De\ | 354.75K | n/a | $6.46M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 27 | First Trust Advisors Lp | 348.28K | n/a | $6.35M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 28 | Citadel Advisors ✦ | 189.05K | +535.1% | $3.44M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 29 | Captrust Financial Advisors | 188.86K | n/a | $3.44M | 0.0% | n/c | 1 | SEC ↗ |
| 30 | Mercer Global Advisors Inc /Adv | 152.32K | n/a | $2.78M | 0.0% | n/c | 1 | SEC ↗ |
| 31 | Creative Planning | 151.72K | n/a | $2.76M | 0.0% | n/c | 1 | SEC ↗ |
| 32 | Cwm, Llc | 86.68K | n/a | $1.58M | 0.0% | n/c | 1 | SEC ↗ |
| 33 | Brown Advisory Inc | 57.24K | n/a | $1.04M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 34 | Susquehanna International Group, Llp | 41.05K | n/a | $747,895 | 0.0% | n/c | 1 | SEC ↗ |
| 35 | Corient Private Wealth LP | 55.49K | n/a | $457,171 | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 36 | Quantinno Capital Management LP | 22.98K | n/a | $418,787 | 0.0% | n/c | 1 | SEC ↗ |
| 37 | Bank of New York Mellon Corp | 19.20K | n/a | $349,860 | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 38 | AQR Capital Management ✦ | 18.14K | 0.0% | $330,529 | 0.0% | Held | 2 | SEC ↗ |
| 39 | Bnp Paribas Financial Markets | 15.65K | n/a | $285,088 | 0.0% | n/c | 1 | SEC ↗ |
| 40 | Assetmark, Inc | 13.56K | n/a | $246,990 | 0.0% | n/c | 1 | SEC ↗ |
| 41 | Qube Research & Technologies Ltd | 13.20K | n/a | $240,522 | 0.0% | n/c | 1 | SEC ↗ |
| 42 | Pnc Financial Services Group, Inc. | 12.39K | n/a | $225,692 | 0.0% | n/c | 1 | SEC ↗ ×4 |
| 43 | Lido Advisors, LLC | 11.13K | n/a | $203,003 | 0.0% | n/c | 1 | SEC ↗ |
| 44 | National Bank Of Canada /Fi/ | 5.72K | n/a | $104,198 | 0.0% | n/c | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value: the conviction measure. ✦ = curated manager.
New buyers
| No new tracked buyers this quarter. |
Exited
| Renaissance Technologies | $16.39M | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 458 holders, 238.77M shares, $4.11B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold: shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q4 2025 ·
Methodology ·
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