Security record · archived quarter
FNX
First Trust Mid Cap Core AlphaDEX Fund · Financial Services · Asset Management
36Tracked holders
+2Δ holders
4.88MShares held
$626.19MReported value
+3New positions
−1Exits
Momentum inputs (comparable managers):
holder breadth +5.9% ·
share flow +4.0% ·
net new positions +5.6%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 35 | 0 | 4.97M | $727.33M | +1 | −1 |
| Q1 2026 | 36 | +2 | 4.88M | $626.19M | +3 | −1 |
| Q4 2025 | 34 | 0 | 4.70M | $591.79M | — | — |
| Q3 2025 | 5 | 0 | 1.08M | $135.92M | — | — |
| Q2 2025 | 2 | 0 | 16.46K | $1.89M | — | — |
| Q1 2025 | 1 | 0 | 14.81K | $1.61M | — | — |
| Q4 2024 | 1 | +1 | 24.80K | $2.87M | +1 | — |
| Q2 2024 | 1 | — | 3.07K | $332,851 | — | — |
Who holds it · Q1 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley ✦ | 1.08M | +2.9% | $138.67M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 2 | Morgan Stanley ✦ | 1.08M | +2.9% | $138.67M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 3 | Morgan Stanley ✦ | 1.08M | +2.9% | $138.67M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 4 | LPL Financial LLC | 962.68K | +3.0% | $123.46M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 5 | Wells Fargo & Company/Mn | 719.91K | +6.0% | $92.32M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 6 | Wells Fargo & Company/Mn | 719.91K | +6.0% | $92.32M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 7 | Raymond James Financial Inc | 441.56K | -0.8% | $56.63M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 8 | Raymond James Financial Inc | 441.56K | -0.8% | $56.63M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 9 | Raymond James Financial Inc | 441.56K | -0.8% | $56.63M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 10 | Royal Bank Of Canada | 273.95K | +4.8% | $35.13M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 11 | Royal Bank Of Canada | 273.95K | +4.8% | $35.13M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 12 | Royal Bank Of Canada | 273.95K | +4.8% | $35.13M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 13 | UBS Group AG | 207.68K | -4.6% | $26.63M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 14 | Bank Of America Corp /De/ | 205.57K | +57.0% | $26.36M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 15 | Bank Of America Corp /De/ | 205.57K | +57.0% | $26.36M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 16 | Cetera Investment Advisers | 198.13K | +1.2% | $25.41M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 17 | Baird Financial Group, Inc. | 156.99K | -15.0% | $20.13M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 18 | Baird Financial Group, Inc. | 156.99K | -15.0% | $20.13M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 19 | HighTower Advisors, LLC | 120.62K | -2.9% | $15.47M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 20 | Stifel Financial Corp | 90.92K | +2.4% | $11.66M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 21 | Northwestern Mutual Wealth… | 76.39K | +4.2% | $9.80M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 22 | Commonwealth Equity Services, Llc | 67.45K | +2.6% | $8.65M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 23 | Osaic Holdings, Inc. | 54.09K | -9.2% | $6.94M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 24 | Osaic Holdings, Inc. | 54.09K | -9.2% | $6.94M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 25 | Envestnet Asset Management Inc | 38.02K | -14.5% | $4.88M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 26 | First Trust Advisors Lp | 32.53K | +1359.9% | $4.17M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 27 | Wealth Enhancement Advisory… | 18.78K | -4.0% | $2.43M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 28 | Truist Financial Corp | 18.54K | +6.7% | $2.38M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 29 | Truist Financial Corp | 18.54K | +6.7% | $2.38M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 30 | Rockefeller Capital Management L.P. | 17.05K | -0.3% | $2.19M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 31 | Fifth Third Bancorp | 16.02K | New | $2.05M | 0.0% | New | 1 | SEC ↗ |
| 32 | Jones Financial Companies Lllp | 13.95K | +7.9% | $1.76M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 33 | Susquehanna International Group, Llp | 12.43K | +330.7% | $1.59M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 34 | Creative Planning | 12.04K | -3.0% | $1.54M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 35 | Mml Investors Services, Llc | 7.79K | -3.8% | $999,317 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 36 | Goldman Sachs Group ✦ | 6.66K | -52.0% | $854,480 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 37 | JPMorgan Chase ✦ | 5.67K | +1314.2% | $707,882 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 38 | JPMorgan Chase ✦ | 5.67K | +1314.2% | $707,882 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 39 | JPMorgan Chase ✦ | 5.67K | +1314.2% | $707,882 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 40 | Fidelity (FMR) ✦ | 5.43K | +16.7% | $695,991 | 0.0% | ▲ Add | 4 | SEC ↗ |
| 41 | Us Bancorp \De\ | 4.51K | +32.7% | $579,015 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 42 | Us Bancorp \De\ | 4.51K | +32.7% | $579,015 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 43 | Cwm, Llc | 4.50K | -0.7% | $576,865 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 44 | Pnc Financial Services Group, Inc. | 3.38K | +0.1% | $433,437 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 45 | Pnc Financial Services Group, Inc. | 3.38K | +0.1% | $433,437 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 46 | Mariner, LLC | 3.24K | -4.4% | $415,657 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 47 | Mercer Global Advisors Inc /Adv | 2.39K | New | $306,756 | 0.0% | New | 1 | SEC ↗ |
| 48 | Assetmark, Inc | 1.04K | +6.4% | $132,859 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 49 | UBS AM, a distinct business unit of… | 912 | New | $116,958 | 0.0% | New | 1 | SEC ↗ |
| 50 | Citigroup Inc | 742 | 0.0% | $95,156 | 0.0% | Held | 2 | SEC ↗ |
| 51 | Russell Investments Group, Ltd. | 245 | -47.4% | $31,376 | 0.0% | ▼ Trim | 2 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Fifth Third Bancorp | $2.05M | 0.0% |
| Mercer Global Advisors Inc… | $306,756 | 0.0% |
| UBS AM, a distinct business… | $116,958 | 0.0% |
Exited
| Citadel Advisors | $1.53M | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 206 holders, 6.49M shares, $819.20M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q1 2026 ·
Methodology ·
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