Security record
CSWC
Capital Southwest Corporation · Financial Services · Asset Management
53Tracked holders
+7Δ holders
22.61MShares held
$187.02MReported value
+8New positions
−1Exits
Momentum inputs (comparable managers):
holder breadth +15.2% ·
share flow +4.9% ·
net new positions +13.2%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 53 | +7 | 22.61M | $187.02M | +8 | −1 |
| Q1 2026 | 47 | -1 | 21.59M | $178.45M | +5 | −6 |
| Q4 2025 | 48 | -2 | 19.81M | $157.48M | — | −2 |
| Q3 2025 | 11 | -1 | 2.55M | $55.82M | — | −1 |
| Q2 2025 | 9 | +1 | 2.33M | $51.38M | +1 | — |
| Q1 2025 | 7 | +1 | 1.92M | $42.87M | +1 | — |
| Q4 2024 | 6 | +2 | 1.27M | $27.64M | +2 | — |
| Q3 2024 | 4 | +1 | 576.55K | $14.58M | +1 | — |
| Q2 2024 | 3 | — | 647.18K | $16.88M | — | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1.22M | +42.6% | $28.96M | 0.0% | ▲ Add | 3 | SEC ↗ ×4 |
| 2 | Two Sigma Investments ✦ | 1.18M | -49.8% | $28.06M | 0.0% | ▼ Trim | 9 | SEC ↗ ×2 |
| 3 | Victory Capital Management Inc | 15.36M | +8.8% | $16.03M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 4 | Legal & General Group Plc | 499.71K | +12.8% | $11.89M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 5 | Cetera Investment Advisers | 506.93K | +8.2% | $11.69M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 6 | Envestnet Asset Management Inc | 466.57K | +3.2% | $9.98M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 7 | LPL Financial LLC | 402.58K | +73.7% | $9.57M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 8 | Franklin Resources Inc | 379.69K | +15.4% | $9.03M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 9 | BlackRock ✦ (passive) | 300.38K | +8.6% | $7.14M | 0.0% | ▲ Add | 5 | SEC ↗ ×3 |
| 10 | Sumitomo Mitsui Trust Group, Inc. | 291.78K | +2.5% | $6.94M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 11 | Raymond James Financial Inc | 269.53K | +1.8% | $6.41M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 12 | Morgan Stanley ✦ | 215.97K | +17.4% | $5.13M | 0.0% | ▲ Add | 4 | SEC ↗ ×6 |
| 13 | First Manhattan Co. Llc. | 167.84K | -11.1% | $3.99M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 14 | Hrt Financial Lp | 157.94K | +69.1% | $3.75M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Marshall Wace ✦ | 120.79K | New | $2.87M | 0.0% | New | 1 | SEC ↗ ×2 |
| 16 | Ameriprise Financial Inc | 103.85K | -1.5% | $2.47M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 17 | Citadel Advisors ✦ | 88.25K | New | $2.10M | 0.0% | New | 1 | SEC ↗ ×2 |
| 18 | Bank Of America Corp /De/ | 86.01K | +105.9% | $2.04M | 0.0% | ▲ Add | 3 | SEC ↗ ×2 |
| 19 | Neuberger Berman Group LLC | 84.50K | -8.6% | $2.01M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 20 | State Street Global Advisors ✦ (passive) | 80.44K | +16.5% | $1.91M | 0.0% | ▲ Add | 6 | SEC ↗ |
| 21 | Balyasny Asset Management L.P. | 77.19K | -15.1% | $1.83M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 22 | Bnp Paribas Financial Markets | 66.61K | +17.7% | $1.58M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 23 | Jane Street Group, Llc | 57.12K | -27.7% | $1.36M | 0.0% | ▼ Trim | 3 | SEC ↗ ×2 |
| 24 | Mariner, LLC | 51.26K | +60.7% | $1.22M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 25 | Royal Bank Of Canada | 42.72K | +83.6% | $1.01M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 26 | Commonwealth Equity Services, Llc | 36.20K | -34.2% | $860,552 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 27 | Osaic Holdings, Inc. | 27.54K | +57.9% | $654,527 | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 28 | Northern Trust Corp | 26.16K | -1.9% | $621,751 | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 29 | Millennium Management ✦ | 24.48K | -88.0% | $581,913 | 0.0% | ▼ Trim | 7 | SEC ↗ ×2 |
| 30 | Invesco Ltd. | 24.01K | -8.8% | $570,694 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 31 | Goldman Sachs Group ✦ | 23.31K | New | $554,126 | 0.0% | New | 1 | SEC ↗ |
| 32 | Brown Advisory Inc | 15.77K | New | $374,853 | 0.0% | New | 1 | SEC ↗ |
| 33 | JPMorgan Chase ✦ | 13.95K | -5.0% | $328,080 | 0.0% | ▼ Trim | 4 | SEC ↗ ×2 |
| 34 | Us Bancorp \De\ | 13.70K | 0.0% | $325,649 | 0.0% | Held | 3 | SEC ↗ |
| 35 | Amundi | 13.28K | New | $315,642 | 0.0% | New | 1 | SEC ↗ |
| 36 | D. E. Shaw & Co. ✦ | 12.44K | New | $295,627 | 0.0% | New | 1 | SEC ↗ |
| 37 | Creative Planning | 12.35K | +24.3% | $293,614 | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 38 | Focus Partners Wealth | 11.44K | +4.4% | $271,977 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 39 | ProShare Advisors LLC | 11.36K | +0.3% | $270,122 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 40 | Geode Capital Management ✦ (passive) | 11.25K | 0.0% | $267,436 | 0.0% | Held | 9 | SEC ↗ |
| 41 | Wells Fargo & Company/Mn | 10.99K | +175.8% | $261,309 | 0.0% | ▲ Add | 3 | SEC ↗ ×3 |
| 42 | Squarepoint Ops LLC | 10.85K | +12.5% | $257,786 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 43 | Mackenzie Financial Corp | 10.52K | New | $250,060 | 0.0% | New | 1 | SEC ↗ |
| 44 | HighTower Advisors, LLC | 9.75K | 0.0% | $231,652 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 45 | Bank Of Montreal /Can/ | 8.48K | New | $201,498 | 0.0% | New | 1 | SEC ↗ |
| 46 | Northwestern Mutual Wealth… | 4.00K | -9.3% | $95,080 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 47 | Pnc Financial Services Group, Inc. | 3.09K | -33.6% | $73,402 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 48 | Rockefeller Capital Management L.P. | 1.23K | +444.4% | $29,118 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 49 | Jones Financial Companies Lllp | 1.21K | +4.3% | $27,919 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 50 | Simplex Trading, Llc | 970 | -86.6% | $23,056 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 51 | Russell Investments Group, Ltd. | 662 | +90.2% | $15,736 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 52 | Group One Trading Llc | 514 | -80.3% | $12,218 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 53 | Assetmark, Inc | 3 | -88.9% | $71 | 0.0% | ▼ Trim | 3 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Marshall Wace | $2.87M | 0.0% |
| Citadel Advisors | $2.10M | 0.0% |
| Goldman Sachs Group | $554,126 | 0.0% |
| Brown Advisory Inc | $374,853 | 0.0% |
| Amundi | $315,642 | 0.0% |
| D. E. Shaw & Co. | $295,627 | 0.0% |
| Mackenzie Financial Corp | $250,060 | 0.0% |
| Bank Of Montreal /Can/ | $201,498 | 0.0% |
Exited
| Citigroup Inc | $22 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 168 holders, 17.14M shares, $350.46M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Open-market purchases (P)
Oct 01
Thomas William R III
Director · 2.17K sh @ 23.04 · $50,005
Open-market sales (S)
No open-market insider sales in our coverage window.
Awards, exercises and tax withholding are never counted as buys or sales here. Methodology
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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