Security record · archived quarter
CSWC
Capital Southwest Corporation · Financial Services · Asset Management
47Tracked holders
-1Δ holders
21.59MShares held
$178.45MReported value
+5New positions
−6Exits
Momentum inputs (comparable managers):
holder breadth -2.1% ·
share flow +9.0% ·
net new positions -2.1%
— formula
Concentrated accumulation — rising shares among fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q1 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 51 | +6 | 22.59M | $186.48M | +7 | −2 |
| Q1 2026 | 47 | -1 | 21.59M | $178.45M | +5 | −6 |
| Q4 2025 | 48 | -2 | 19.81M | $157.48M | — | −2 |
| Q3 2025 | 11 | -1 | 2.55M | $55.82M | — | −1 |
| Q2 2025 | 9 | +1 | 2.33M | $51.38M | +1 | — |
| Q1 2025 | 7 | +1 | 1.92M | $42.87M | +1 | — |
| Q4 2024 | 6 | +2 | 1.27M | $27.64M | +2 | — |
| Q3 2024 | 4 | +1 | 576.55K | $14.58M | +1 | — |
| Q2 2024 | 3 | — | 647.18K | $16.88M | — | — |
Who holds it · Q1 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Two Sigma Investments ✦ | 2.35M | +123.9% | $51.97M | 0.0% | ▲ Add | 8 | SEC ↗ ×2 |
| 2 | UBS Group AG | 854.13K | +4.5% | $18.89M | 0.0% | ▲ Add | 2 | SEC ↗ ×4 |
| 3 | Victory Capital Management Inc | 14.11M | +6.6% | $14.39M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 4 | Cetera Investment Advisers | 468.70K | +6.4% | $10.03M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 5 | Legal & General Group Plc | 443.14K | +13.8% | $9.80M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 6 | Envestnet Asset Management Inc | 451.93K | +3.9% | $8.96M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 7 | Franklin Resources Inc | 329.12K | +25.5% | $7.28M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 8 | Sumitomo Mitsui Trust Group, Inc. | 284.78K | 0.0% | $6.30M | 0.0% | Held | 2 | SEC ↗ |
| 9 | BlackRock ✦ (passive) | 276.49K | -34.5% | $6.12M | 0.0% | ▼ Trim | 4 | SEC ↗ ×3 |
| 10 | Raymond James Financial Inc | 264.66K | -5.8% | $5.85M | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 11 | LPL Financial LLC | 231.71K | +7.9% | $5.13M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 12 | Millennium Management ✦ | 204.55K | +3.7% | $4.52M | 0.0% | ▲ Add | 6 | SEC ↗ ×2 |
| 13 | First Manhattan Co. Llc. | 188.86K | -8.3% | $4.18M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 14 | Morgan Stanley ✦ | 184.03K | -22.8% | $4.07M | 0.0% | ▼ Trim | 3 | SEC ↗ ×6 |
| 15 | Ameriprise Financial Inc | 105.47K | +424.6% | $2.35M | 0.0% | ▲ Add | 2 | SEC ↗ ×2 |
| 16 | Hrt Financial Lp | 93.42K | +47.9% | $2.07M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 17 | Neuberger Berman Group LLC | 92.47K | -2.4% | $2.05M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 18 | Balyasny Asset Management L.P. | 90.91K | +577.9% | $2.01M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 19 | Jane Street Group, Llc | 78.97K | +1.3% | $1.75M | 0.0% | ▲ Add | 2 | SEC ↗ ×3 |
| 20 | State Street Global Advisors ✦ (passive) | 69.06K | +10.5% | $1.53M | 0.0% | ▲ Add | 5 | SEC ↗ |
| 21 | Bnp Paribas Financial Markets | 56.58K | New | $1.25M | 0.0% | New | 1 | SEC ↗ ×2 |
| 22 | Commonwealth Equity Services, Llc | 55.03K | -40.4% | $1.22M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 23 | Bank Of America Corp /De/ | 41.77K | -17.2% | $924,040 | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 24 | Mariner, LLC | 31.89K | +59.0% | $705,525 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 25 | Northern Trust Corp | 26.65K | -43.6% | $589,520 | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 26 | Invesco Ltd. | 26.32K | -23.9% | $582,154 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 27 | Royal Bank Of Canada | 23.27K | -70.8% | $515,000 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 28 | Cwm, Llc | 21.62K | +83.7% | $478,258 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 29 | Osaic Holdings, Inc. | 17.44K | -38.1% | $385,776 | 0.0% | ▼ Trim | 2 | SEC ↗ ×2 |
| 30 | JPMorgan Chase ✦ | 14.69K | -20.7% | $315,542 | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 31 | Us Bancorp \De\ | 13.70K | 0.0% | $303,044 | 0.0% | Held | 2 | SEC ↗ |
| 32 | ProShare Advisors LLC | 11.33K | +3.5% | $250,620 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 33 | Geode Capital Management ✦ (passive) | 11.25K | 0.0% | $248,872 | 0.0% | Held | 8 | SEC ↗ |
| 34 | Focus Partners Wealth | 10.96K | New | $242,435 | 0.0% | New | 1 | SEC ↗ |
| 35 | Creative Planning | 9.94K | New | $219,822 | 0.0% | New | 1 | SEC ↗ |
| 36 | HighTower Advisors, LLC | 9.75K | +1.1% | $215,604 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 37 | Squarepoint Ops LLC | 9.64K | New | $213,170 | 0.0% | New | 1 | SEC ↗ |
| 38 | Simplex Trading, Llc | 7.23K | -73.9% | $159,993 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 39 | Pnc Financial Services Group, Inc. | 4.65K | +197.2% | $102,946 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 40 | Northwestern Mutual Wealth… | 4.41K | +10.2% | $97,527 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 41 | Wells Fargo & Company/Mn | 3.99K | -30.7% | $88,171 | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 42 | Group One Trading Llc | 2.61K | -48.6% | $57,645 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 43 | Jones Financial Companies Lllp | 1.16K | +43.8% | $24,796 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 44 | Russell Investments Group, Ltd. | 348 | -26.6% | $7,698 | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 45 | Rockefeller Capital Management L.P. | 225 | 0.0% | $4,977 | 0.0% | Held | 2 | SEC ↗ |
| 46 | Assetmark, Inc | 27 | +800.0% | $597 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 47 | Citigroup Inc | 1 | New | $22 | 0.0% | New | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Bnp Paribas Financial Markets | $1.25M | 0.0% |
| Focus Partners Wealth | $242,435 | 0.0% |
| Creative Planning | $219,822 | 0.0% |
| Squarepoint Ops LLC | $213,170 | 0.0% |
| Citigroup Inc | $22 | 0.0% |
Exited
| Goldman Sachs Group | $5.07M | was 0.0% |
| Connor, Clark & Lunn… | $4.18M | was 0.0% |
| Barclays Plc | $2.16M | was 0.0% |
| Point72 Asset Management | $305,316 | was 0.0% |
| BNP Paribas Asset Management… | $81,000 | was 0.0% |
| Nomura Asset Management Co Ltd | $9,901 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 168 holders, 17.14M shares, $350.46M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Open-market purchases (P)
Oct 01
Thomas William R III
Director · 2.17K sh @ 23.04 · $50,005
Open-market sales (S)
No open-market insider sales in our coverage window.
Awards, exercises and tax withholding are never counted as buys or sales here. Methodology
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q1 2026 ·
Methodology ·
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