Security record · archived quarter
CSWC
Capital Southwest Corporation · Financial Services · Asset Management
48Tracked holders
-2Δ holders
19.81MShares held
$157.48MReported value
+0New positions
−2Exits
Momentum inputs (comparable managers):
holder breadth -4.0% ·
share flow -1.5% ·
net new positions -4.2%
— formula
Broad distribution — falling shares and fewer holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q4 2025
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 51 | +6 | 22.59M | $186.48M | +7 | −2 |
| Q1 2026 | 47 | -1 | 21.59M | $178.45M | +5 | −6 |
| Q4 2025 | 48 | -2 | 19.81M | $157.48M | — | −2 |
| Q3 2025 | 11 | -1 | 2.55M | $55.82M | — | −1 |
| Q2 2025 | 9 | +1 | 2.33M | $51.38M | +1 | — |
| Q1 2025 | 7 | +1 | 1.92M | $42.87M | +1 | — |
| Q4 2024 | 6 | +2 | 1.27M | $27.64M | +2 | — |
| Q3 2024 | 4 | +1 | 576.55K | $14.58M | +1 | — |
| Q2 2024 | 3 | — | 647.18K | $16.88M | — | — |
Who holds it · Q4 2025
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | Two Sigma Investments ✦ | 1.05M | +17.6% | $23.24M | 0.0% | ▲ Add | 7 | SEC ↗ ×2 |
| 2 | UBS Group AG | 817.15K | — | $18.10M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 3 | Victory Capital Management Inc | 13.23M | — | $13.14M | 0.0% | n/c | 1 | SEC ↗ |
| 4 | Cetera Investment Advisers | 440.63K | — | $9.42M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 5 | BlackRock ✦ (passive) | 422.26K | -0.5% | $9.35M | 0.0% | ▼ Trim | 3 | SEC ↗ ×3 |
| 6 | Legal & General Group Plc | 389.58K | — | $8.64M | 0.0% | n/c | 1 | SEC ↗ |
| 7 | Envestnet Asset Management Inc | 435.14K | — | $8.60M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 8 | Sumitomo Mitsui Trust Group, Inc. | 284.78K | — | $6.31M | 0.0% | n/c | 1 | SEC ↗ |
| 9 | Raymond James Financial Inc | 281.01K | — | $6.22M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 10 | Franklin Resources Inc | 262.30K | — | $5.81M | 0.0% | n/c | 1 | SEC ↗ |
| 11 | Morgan Stanley ✦ | 238.26K | +1.9% | $5.28M | 0.0% | ▲ Add | 2 | SEC ↗ ×8 |
| 12 | Goldman Sachs Group ✦ | 229.09K | -0.9% | $5.07M | 0.0% | ▼ Trim | 2 | SEC ↗ |
| 13 | LPL Financial LLC | 214.78K | — | $4.76M | 0.0% | n/c | 1 | SEC ↗ |
| 14 | First Manhattan Co. Llc. | 206.00K | — | $4.56M | 0.0% | n/c | 1 | SEC ↗ |
| 15 | Millennium Management ✦ | 197.17K | +51.6% | $4.37M | 0.0% | ▲ Add | 5 | SEC ↗ ×2 |
| 16 | Connor, Clark & Lunn Investment… | 188.92K | — | $4.18M | 0.0% | n/c | 1 | SEC ↗ |
| 17 | Barclays Plc | 97.74K | — | $2.16M | 0.0% | n/c | 1 | SEC ↗ |
| 18 | Neuberger Berman Group LLC | 94.78K | — | $2.10M | 0.0% | n/c | 1 | SEC ↗ |
| 19 | Commonwealth Equity Services, Llc | 92.35K | — | $2.05M | 0.0% | n/c | 1 | SEC ↗ |
| 20 | Royal Bank Of Canada | 79.56K | — | $1.76M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 21 | Jane Street Group, Llc | 77.94K | — | $1.73M | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 22 | Hrt Financial Lp | 63.15K | — | $1.40M | 0.0% | n/c | 1 | SEC ↗ |
| 23 | State Street Global Advisors ✦ (passive) | 62.51K | +23.5% | $1.38M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 24 | Bank Of America Corp /De/ | 50.46K | — | $1.12M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 25 | Northern Trust Corp | 47.22K | — | $1.05M | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 26 | Invesco Ltd. | 34.58K | — | $765,858 | 0.0% | n/c | 1 | SEC ↗ |
| 27 | Osaic Holdings, Inc. | 28.19K | — | $624,412 | 0.0% | n/c | 1 | SEC ↗ |
| 28 | Simplex Trading, Llc | 27.75K | — | $614,751 | 0.0% | n/c | 1 | SEC ↗ |
| 29 | Ameriprise Financial Inc | 20.11K | — | $445,340 | 0.0% | n/c | 1 | SEC ↗ ×2 |
| 30 | Mariner, LLC | 20.06K | — | $444,229 | 0.0% | n/c | 1 | SEC ↗ |
| 31 | JPMorgan Chase ✦ | 18.52K | -63.4% | $410,173 | 0.0% | ▼ Trim | 2 | SEC ↗ ×3 |
| 32 | Point72 Asset Management ✦ | 13.78K | -80.3% | $305,316 | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 33 | Us Bancorp \De\ | 13.70K | — | $303,455 | 0.0% | n/c | 1 | SEC ↗ |
| 34 | Balyasny Asset Management L.P. | 13.41K | — | $297,032 | 0.0% | n/c | 1 | SEC ↗ |
| 35 | Cwm, Llc | 11.77K | — | $261,000 | 0.0% | n/c | 1 | SEC ↗ |
| 36 | Geode Capital Management ✦ (passive) | 11.25K | 0.0% | $249,209 | 0.0% | Held | 7 | SEC ↗ |
| 37 | ProShare Advisors LLC | 10.94K | — | $242,410 | 0.0% | n/c | 1 | SEC ↗ |
| 38 | HighTower Advisors, LLC | 9.64K | — | $213,487 | 0.0% | n/c | 1 | SEC ↗ |
| 39 | Wells Fargo & Company/Mn | 5.75K | — | $127,419 | 0.0% | n/c | 1 | SEC ↗ ×3 |
| 40 | Group One Trading Llc | 5.07K | — | $112,367 | 0.0% | n/c | 1 | SEC ↗ |
| 41 | Northwestern Mutual Wealth… | 4.00K | — | $88,600 | 0.0% | n/c | 1 | SEC ↗ |
| 42 | BNP Paribas Asset Management… | 3.68K | — | $81,000 | 0.0% | n/c | 1 | SEC ↗ |
| 43 | Pnc Financial Services Group, Inc. | 1.57K | — | $34,687 | 0.0% | n/c | 1 | SEC ↗ |
| 44 | Jones Financial Companies Lllp | 804 | — | $17,809 | 0.0% | n/c | 1 | SEC ↗ |
| 45 | Russell Investments Group, Ltd. | 474 | — | $10,499 | 0.0% | n/c | 1 | SEC ↗ |
| 46 | Nomura Asset Management Co Ltd | 447 | — | $9,901 | 0.0% | n/c | 1 | SEC ↗ |
| 47 | Rockefeller Capital Management L.P. | 225 | — | $4,984 | 0.0% | n/c | 1 | SEC ↗ |
| 48 | Assetmark, Inc | 3 | — | $66 | 0.0% | n/c | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| No new tracked buyers this quarter. |
Exited
| Marshall Wace | $5.51M | was 0.0% |
| Citadel Advisors | $4.53M | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 168 holders, 17.14M shares, $350.46M reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Open-market purchases (P)
Oct 01
Thomas William R III
Director · 2.17K sh @ 23.04 · $50,005
Open-market sales (S)
No open-market insider sales in our coverage window.
Awards, exercises and tax withholding are never counted as buys or sales here. Methodology
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q4 2025 ·
Methodology ·
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