Security record
CGMM
Capital Group U.S. Small and Mid Cap ETF · Financial Services · Asset Management
36Tracked holders
+2Δ holders
56.64MShares held
$1.87BReported value
+7New positions
−5Exits
Momentum inputs (comparable managers):
holder breadth +5.9% ·
share flow +30.0% ·
net new positions +5.6%
— formula
Broad accumulation — rising shares across more holders
All ownership figures: tracked 13F managers only, common-stock positions, reporting period Q2 2026
Ownership over time
| Quarter | Holders | Δ | Shares | Reported value | New | Exits |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | +2 | 56.64M | $1.87B | +7 | −5 |
| Q1 2026 | 35 | +5 | 39.54M | $1.16B | +8 | −3 |
| Q4 2025 | 30 | +2 | 21.78M | $628.42M | +3 | −1 |
| Q3 2025 | 3 | +1 | 29.50K | $837,533 | +1 | — |
| Q2 2025 | 1 | +1 | 8.97K | $241,087 | +1 | — |
Who holds it · Q2 2026
| # | Manager | Shares | Δ shares | Value | Their weight | Held | ||
|---|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 21.48M | +62.5% | $708.04M | 0.2% | ▲ Add | 3 | SEC ↗ |
| 2 | Envestnet Asset Management Inc | 10.48M | +14.9% | $345.56M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 3 | Wells Fargo & Company/Mn | 4.71M | +55.5% | $155.43M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 4 | Wells Fargo & Company/Mn | 4.71M | +55.5% | $155.43M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 5 | Jones Financial Companies Lllp | 2.51M | +69.6% | $81.30M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 6 | Osaic Holdings, Inc. | 2.44M | +45.0% | $80.58M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 7 | Osaic Holdings, Inc. | 2.44M | +45.0% | $80.58M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 8 | Osaic Holdings, Inc. | 2.44M | +45.0% | $80.58M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 9 | Cetera Investment Advisers | 2.28M | +49.7% | $75.05M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 10 | Commonwealth Equity Services, Llc | 1.57M | +14.8% | $51.88M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 11 | Mml Investors Services, Llc | 1.33M | +40.1% | $43.72M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 12 | Northwestern Mutual Wealth… | 1.24M | +31.7% | $40.73M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 13 | Raymond James Financial Inc | 1.22M | +145.9% | $40.19M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 14 | Raymond James Financial Inc | 1.22M | +145.9% | $40.19M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 15 | Sei Investments Co | 1.19M | +22.0% | $39.31M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 16 | Captrust Financial Advisors | 1.13M | +1.7% | $37.31M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 17 | Assetmark, Inc | 1.10M | +24.1% | $36.42M | 0.1% | ▲ Add | 3 | SEC ↗ |
| 18 | Royal Bank Of Canada | 1.08M | +35.6% | $35.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 19 | Royal Bank Of Canada | 1.08M | +35.6% | $35.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 20 | Royal Bank Of Canada | 1.08M | +35.6% | $35.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 21 | Stifel Financial Corp | 955.77K | +3.1% | $31.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 22 | Stifel Financial Corp | 955.77K | +3.1% | $31.51M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 23 | Baird Financial Group, Inc. | 509.93K | +438.4% | $16.81M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 24 | Baird Financial Group, Inc. | 509.93K | +438.4% | $16.81M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 25 | Rockefeller Capital Management L.P. | 372.28K | +80.2% | $12.27M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 26 | Wealth Enhancement Advisory… | 311.52K | +10.8% | $10.13M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 27 | Bank Of America Corp /De/ | 159.93K | New | $5.27M | 0.0% | New | 1 | SEC ↗ |
| 28 | Truist Financial Corp | 148.93K | +20.3% | $4.91M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 29 | HighTower Advisors, LLC | 101.14K | +19.3% | $3.33M | 0.0% | ▲ Add | 3 | SEC ↗ |
| 30 | Bank of New York Mellon Corp | 54.56K | +199.2% | $1.80M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 31 | Bank of New York Mellon Corp | 54.56K | +199.2% | $1.80M | 0.0% | ▲ Add | 2 | SEC ↗ |
| 32 | UBS AM, a distinct business unit of… | 51.11K | 0.0% | $1.69M | 0.0% | Held | 2 | SEC ↗ |
| 33 | AQR Capital Management ✦ | 48.47K | +135.2% | $1.60M | 0.0% | ▲ Add | 4 | SEC ↗ |
| 34 | Mariner, LLC | 36.37K | -62.9% | $1.20M | 0.0% | ▼ Trim | 3 | SEC ↗ |
| 35 | Qube Research & Technologies Ltd | 30.73K | New | $1.01M | 0.0% | New | 1 | SEC ↗ |
| 36 | D. E. Shaw & Co. ✦ | 26.68K | New | $879,771 | 0.0% | New | 1 | SEC ↗ |
| 37 | Citadel Advisors ✦ | 17.90K | +73.0% | $590,229 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 38 | Susquehanna International Group, Llp | 17.50K | New | $576,942 | 0.0% | New | 1 | SEC ↗ |
| 39 | JPMorgan Chase ✦ | 14.60K | +269.4% | $477,273 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 40 | JPMorgan Chase ✦ | 14.60K | +269.4% | $477,273 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 41 | JPMorgan Chase ✦ | 14.60K | +269.4% | $477,273 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 42 | Fifth Third Bancorp | 9.50K | +8.5% | $313,347 | 0.0% | ▲ Add | 2 | SEC ↗ |
| 43 | Ameriprise Financial Inc | 7.70K | New | $253,737 | 0.0% | New | 1 | SEC ↗ |
| 44 | UBS Group AG | 4.45K | +13.1% | $146,750 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 45 | UBS Group AG | 4.45K | +13.1% | $146,750 | 0.0% | ▲ Add | 3 | SEC ↗ |
| 46 | Morgan Stanley ✦ | 1.55K | +507.1% | $51,038 | 0.0% | ▲ Add | 4 | SEC ↗ |
| 47 | Morgan Stanley ✦ | 1.55K | +507.1% | $51,038 | 0.0% | ▲ Add | 4 | SEC ↗ |
| 48 | Pnc Financial Services Group, Inc. | 1.44K | New | $47,576 | 0.0% | New | 1 | SEC ↗ |
| 49 | Us Bancorp \De\ | 597 | New | $19,683 | 0.0% | New | 1 | SEC ↗ |
“Their weight” = the position's share of that manager's reported 13F equity value — the conviction measure. ✦ = curated manager.
New buyers
| Bank Of America Corp /De/ | $5.27M | 0.0% |
| Qube Research & Technologies… | $1.01M | 0.0% |
| D. E. Shaw & Co. | $879,771 | 0.0% |
| Susquehanna International… | $576,942 | 0.0% |
| Ameriprise Financial Inc | $253,737 | 0.0% |
| Pnc Financial Services Group… | $47,576 | 0.0% |
| Us Bancorp \De\ | $19,683 | 0.0% |
Exited
| Goldman Sachs Group | $606,401 | was 0.0% |
| Corient Private Wealth LP | $266,119 | was 0.0% |
| Russell Investments Group… | $10,100 | was 0.0% |
| Fidelity (FMR) | $4,815 | was 0.0% |
| Bnp Paribas Financial Markets | $147 | was 0.0% |
Full-market context: across ALL 13F filers (SEC structured data, Q1 2026): 197 holders, 57.81M shares, $1.67B reported. This is a different, older period than the tracked-universe figures above and the two are never mixed.
Frequently co-owned
What else this security's tracked holders most often hold — shared-ownership counts, not fundamental relationships.
Provenance: Ownership from parsed 13F common-stock positions (tracked universe, comparable sets for changes); insider rows from Forms 3/4/5; stakes from Schedules 13D/13G; every filing links to its original on SEC EDGAR.
Reporting period: Q2 2026 ·
Methodology ·
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