证券记录 · 已归档季度

CGMM

Capital Group U.S. Small and Mid Cap ETF · Financial Services · Asset Management

31.12 -0.5% 市值 $3.54B 报价延迟（FMP） · 截至 Oct 23 16:08 UTC · 与下方申报数据相互独立

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025

35被追踪持有人

+5Δ持有人

39.54M持有股份

$1.16B报告持仓市值

+8新建仓位

−3清仓

Strongly Rising 确信度评分 78/100 3 被追踪股份持续上升的季度数 ●●●○○○ 计算方式说明 → 在研究台查询相关说明 →

动量输入（同类管理人）：持有人广度 +16.7% · 股份流向 +30.0% · 净新建仓位 +14.3% · 公式
广泛增持：持股数量上升，持有人数量增加

所有持股数据：仅限已追踪的 13F 管理人，普通股持仓，报告期 Q1 2026

持股变化趋势

季度	持有人	Δ	股份	报告持仓市值	新增	清仓
Q3 2026	1	0	350.85K	$11.03M	n/a	−1
Q2 2026	35	+2	56.54M	$1.86B	+7	−6
Q1 2026	35	+5	39.54M	$1.16B	+8	−3
Q4 2025	30	+2	21.78M	$628.42M	+3	−1
Q3 2025	3	+1	29.50K	$837,533	+1	n/a
Q2 2025	1	+1	8.97K	$241,087	+1	n/a

持有人数量

持有人 · Q1 2026

#	管理人	股份	Δ股份	价值	其权重		持有
1	LPL Financial LLC	13.22M	+347.3%	$388.09M	0.1%	▲ Add	2	SEC ↗
2	Envestnet Asset Management Inc	9.12M	+24.9%	$267.76M	0.1%	▲ Add	2	SEC ↗
3	Wells Fargo & Company/Mn	3.03M	+90.9%	$89.00M	0.0%	▲ Add	2	SEC ↗ ×2
4	Osaic Holdings, Inc.	1.69M	+9.8%	$49.50M	0.1%	▲ Add	2	SEC ↗ ×3
5	Cetera Investment Advisers	1.52M	+30.0%	$44.64M	0.0%	▲ Add	2	SEC ↗
6	Jones Financial Companies Lllp	1.48M	+214.8%	$42.47M	0.0%	▲ Add	2	SEC ↗
7	Commonwealth Equity Services, Llc	1.37M	+49.0%	$40.25M	0.1%	▲ Add	2	SEC ↗
8	Captrust Financial Advisors	1.11M	+7.5%	$32.66M	0.1%	▲ Add	2	SEC ↗
9	Sei Investments Co	977.46K	+30.2%	$28.70M	0.0%	▲ Add	2	SEC ↗
10	Mml Investors Services, Llc	946.54K	+10.9%	$27.79M	0.1%	▲ Add	2	SEC ↗
11	Northwestern Mutual Wealth…	937.73K	+233.0%	$27.53M	0.0%	▲ Add	2	SEC ↗
12	Stifel Financial Corp	926.66K	+4.2%	$27.21M	0.0%	▲ Add	2	SEC ↗ ×2
13	Assetmark, Inc	890.38K	+18.5%	$26.14M	0.1%	▲ Add	2	SEC ↗
14	Royal Bank Of Canada	793.98K	+25.1%	$23.31M	0.0%	▲ Add	2	SEC ↗ ×4
15	Raymond James Financial Inc	495.75K	+3493.2%	$14.56M	0.0%	▲ Add	2	SEC ↗ ×2
16	Wealth Enhancement Advisory…	281.25K	+33.5%	$8.35M	0.0%	▲ Add	2	SEC ↗
17	Rockefeller Capital Management L.P.	206.54K	+219.1%	$6.06M	0.0%	▲ Add	2	SEC ↗
18	Truist Financial Corp	123.79K	+10.3%	$3.63M	0.0%	▲ Add	2	SEC ↗
19	Mariner, LLC	97.94K	+82.6%	$2.88M	0.0%	▲ Add	2	SEC ↗ ×2
20	Baird Financial Group, Inc.	94.71K	新增	$2.78M	0.0%	New	1	SEC ↗
21	HighTower Advisors, LLC	84.80K	+6.0%	$2.49M	0.0%	▲ Add	2	SEC ↗
22	UBS AM, a distinct business unit of…	51.11K	新增	$1.50M	0.0%	New	1	SEC ↗
23	Goldman Sachs Group ✦	20.65K	-5.9%	$606,401	0.0%	▼ Trim	2	SEC ↗
24	AQR Capital Management ✦	20.61K	0.0%	$605,021	0.0%	Held	3	SEC ↗
25	Bank of New York Mellon Corp	18.23K	新增	$535,300	0.0%	New	1	SEC ↗ ×2
26	Citadel Advisors ✦	10.35K	新增	$303,729	0.0%	New	1	SEC ↗
27	Corient Private Wealth LP	9.06K	新增	$266,119	0.0%	New	1	SEC ↗
28	Fifth Third Bancorp	8.76K	新增	$257,135	0.0%	New	1	SEC ↗
29	UBS Group AG	3.94K	+769.1%	$115,590	0.0%	▲ Add	2	SEC ↗
30	JPMorgan Chase ✦	3.95K	+583.7%	$112,316	0.0%	▲ Add	2	SEC ↗ ×2
31	Cwm, Llc	1.50K	-24.5%	$44,128	0.0%	▼ Trim	2	SEC ↗
32	Russell Investments Group, Ltd.	344	新增	$10,100	0.0%	New	1	SEC ↗
33	Morgan Stanley ✦	255	0.0%	$7,487	0.0%	Held	3	SEC ↗
34	Fidelity (FMR) ✦	164	+1722.2%	$4,815	0.0%	▲ Add	2	SEC ↗
35	Bnp Paribas Financial Markets	5	新增	$147	0.0%	New	1	SEC ↗

"持仓权重"指该仓位占该管理人13F申报股票组合市值的比例，即持仓信心指标。✦ = 精选管理人。

新增买入方

Baird Financial Group, Inc.	$2.78M	0.0%
UBS AM, a distinct business…	$1.50M	0.0%
Bank of New York Mellon Corp	$535,300	0.0%
Citadel Advisors	$303,729	0.0%
Corient Private Wealth LP	$266,119	0.0%
Fifth Third Bancorp	$257,135	0.0%
Russell Investments Group…	$10,100	0.0%
Bnp Paribas Financial Markets	$147	0.0%

已清仓

Jane Street Group, Llc	$843,599	曾为 0.0%
Capital International…	$623,867	曾为 0.0%
Hrt Financial Lp	$347,000	曾为 0.0%

全市场背景: 涵盖所有13F申报机构（SEC结构化数据， Q1 2026): 197 持有人, 57.81M 股份, $1.67B 已申报. 这是与上方被追踪全域数据不同的较早期间，两者从不混用。

常见共同持仓

持有该证券的受追踪机构最常同时持有的其他证券：基于共同持有计数，而非基本面关联。

EVR35共同持有人 AIG35共同持有人 LUV35共同持有人 TXN35共同持有人 UPS35共同持有人

数据来源: 持股数据来源于已解析的13F普通股持仓（被追踪范围，变动对比集）；内部人行为来自Form 3/4/5；重大持股来自Schedule 13D/13G；所有文件均链接至SEC EDGAR原始申报。报告期: Q1 2026 · 方法论 · 通过API获取此数据

☆ CGMM

新增买入方

已清仓

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