Trade Filings

Engraved brass key on a floor plan beside a heavy door standing ajar

每行对应一位内部人士、公司及交易日期——分批执行的一笔买入视为一项决策，各批次合并显示，并注明价格区间。此处仅将代码为 P 的公开市场买入计为买入行为。股权授予、期权行权、税款代扣及赠予均以其对应代码显示，且从不计入买入统计。方法论

内部人以市价动用个人资金买入（代码 P）是唯一没有薪酬解释的交易类型——这正是研究聚焦于此的原因。卖出有诸多正当理由，单独作为证据说服力较弱。

集群买入——多位内部人，30 天内

公司	内部人士买入	合并价值	最新买入
TSM TAIWAN SEMICONDUCTOR…	30	$121,467	Oct 07
BBD BANK BRADESCO	22	$27.96M	Sep 29
FUL FULLER H B CO	8	$1.12M	Oct 07
RWT REDWOOD TRUST INC	6	$968,840	Sep 21
SPG SIMON PROPERTY GROUP INC.	6	$242,322	Sep 30
MPB MID PENN BANCORP INC	6	$32,607	Sep 30
ADRX ADARx Pharmaceuticals, Inc.	5	$87.75M	Sep 28
PMTS CPI Card Group Inc.	5	$11.96M	Sep 14
ACCV Accelevation Holdings Corp.	5	$4.10M	Oct 01
XBP XBP Global Holdings, Inc.	5	$2.39M	Sep 15
GAM GENERAL AMERICAN INVESTORS…	5	$672,290	Sep 23
ANIX Anixa Biosciences Inc	4	$180,787	Sep 30
EML EASTERN CO	4	$117,993	Sep 16
CBKM CONSUMERS BANCORP INC /OH/	4	$28,181	Sep 17
AUBN AUBURN NATIONAL…	4	$5,441	Sep 30
FNWD Finward Bancorp	4	$3,695	Sep 25
CTM Castellum, Inc.	4	$3,151	Oct 01
GME GameStop Corp.	3	$54.70M	Oct 02
BPRE Bluerock Private Real…	3	$17.78M	Oct 09
BWMX BETTERWARE DE MEXICO…	3	$2.29M	Sep 16

最大公开市场买入——90 天

公司	内部人	角色	股份	价值	日期
MAIR	BERTARELLI ERNESTO	10% owner	8.77M	$219.00M	Aug 25
PBLSX	BlueArc Capital…	10% owner	8.67M	$99.38M	Sep 01
LEN, LEN.B	BERKSHIRE HATHAWAY INC	10% owner	1.22M	$93.08M	Sep 18
UUU	AULT MILTON C III	Director, 10%…	18.00K	$92.41M	Sep 30
LEN	BERKSHIRE HATHAWAY INC	10% owner	842.75K	$67.45M	Oct 02
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	268.22K	$59.79M	Sep 04
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	253.25K	$56.96M	Sep 03
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	249.87K	$55.43M	Sep 08
LEN	BERKSHIRE HATHAWAY INC	10% owner	638.81K	$52.12M	Sep 30
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	235.98K	$51.78M	Aug 27
MLPT	Catalyst4, Inc.	10% owner	4.40M	$50.07M	Aug 14
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	217.35K	$48.43M	Aug 24
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	213.57K	$47.23M	Sep 09
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	211.10K	$46.74M	Aug 26
RSG	CASCADE INVESTMENT, L.L.C.	10% owner	211.77K	$45.83M	Aug 11

买入动态

Oct 09 BPRE — KAMFAR RAMIN

Director · 171.09K 股 @ 13.17 · $2.25M · 间接

Oct 09 QTEX — Ben-Noon Dagi Shahar

Officer, Director · Chief Executive Officer · 18.18K 股 @ 1.67 · $30,362

Oct 09 NMCO — Hamilton Michael S.

Other · 3.00K 股 @ 8.70 · $26,106 · 间接

Oct 09 LCU — Alford Tony L

Director, 10% owner · 5.50K 股 @ 3.99–4.18 · $22,040 · 2 批次，已合并

Oct 09 NEOG — Nassif Mikheal

Officer, Director · CEO · 505 股 @ 11.95 · $6,035 · 间接

Oct 08 BPRE — KAMFAR RAMIN

Director · 150.94K 股 @ 13.05 · $1.97M · 间接

Oct 08 PRTA — SCULLY WILLIAM P

10% owner · 90.00K 股 @ 8.57 · $770,904 · 间接

Oct 08 CRT — OLIVER ERIC L

10% owner · 6.04K 股 @ 11.99 · $72,432 · 间接

Oct 08 AGMB — Epstein David R

Director · 5.00K 股 @ 8.90 · $44,500

Oct 08 FEAM — Weibel Paul Wesley III

Officer · Chief Executive Officer · 7.18K 股 @ 3.48 · $24,972

Oct 08 UXIN — Dai Kun

Officer, Director · Chief Executive Officer · 11.84K 股 @ 1.13 · $13,333 · 间接

Oct 08 AHRT — BIGMAN THEODORE

Director · 1.88K 股 @ 5.96 · $11,200

Oct 08 NRXS — Henrichs Timothy Robert

Officer · Chief Financial Officer · 1.94K 股 @ 4.84 · $9,375

Oct 08 LCU — Alford Tony L

Director, 10% owner · 2.10K 股 @ 4.17–4.22 · $8,847 · 3 批次，已合并

Oct 08 AHRT — Wimbush Frederick Blair

Director · 633 股 @ 5.99 · $3,789

Oct 08 INM — ADAR1 Capital Management, LLC

10% owner · 2.26K 股 @ 1.33 · $2,997 · 间接

Oct 08 NRXS — Carrico Thomas Joeseph

Officer · CRO, CCO, CPO · 328 股 @ 4.84 · $1,588

Oct 08 NRXS — Carrico Brian Allen

Officer, Director · Chief Executive Officer · 268 股 @ 4.84 · $1,297

Oct 07 GGR — Yin Chung-Yao

Director · 14.16M 股 @ 2.48 · $35.11M · 2 批次，已合并 · 间接

Oct 07 CRBG — NIPPON LIFE INSURANCE CO

10% owner · 606.91K 股 @ 34.40 · $20.88M

Oct 07 BORR — Troim Tor Olav

Director · 1.25M 股 @ 4.31 · $5.39M · 间接

Oct 07 BPRE — KAMFAR RAMIN

Director · 186.61K 股 @ 12.99 · $2.42M · 间接

Oct 07 PRTA — SCULLY WILLIAM P

10% owner · 125.00K 股 @ 8.40 · $1.05M · 间接

Oct 07 SAH — Rusnak Paul P.

10% owner · 13.70K 股 @ 59.78 · $819,046

Oct 07 FUL — BAILLY R JEFFREY

Director · 10.00K 股 @ 50.00 · $500,000 · 间接

Oct 07 IMMR — Singer Eric

Officer, Director · President and CEO · 41.00K 股 @ 7.11–7.15 · $292,800 · 4 批次，已合并

Oct 07 ECF — Saba Capital Management, L.P.

10% owner · 17.55K 股 @ 11.97 · $210,050 · 间接

Oct 07 SKYA — Bastion Trading Ltd

10% owner · 44.00K 股 @ 1.78 · $78,263

Oct 07 MWA — Healy Brian C.

Director · 1.38K 股 @ 21.75 · $29,927

Oct 07 CINT — Martins Fernando Matt Borges

Director, 10% owner · 9.12K 股 @ 3.12 · $28,442 · 间接

Oct 07 GRX — Saba Capital Management, L.P.

10% owner · 2.96K 股 @ 9.43 · $27,866 · 间接

Oct 07 CRT — OLIVER ERIC L

10% owner · 1.32K 股 @ 11.49 · $15,144 · 间接

Oct 07 GF — Saba Capital Management, L.P.

10% owner · 1.22K 股 @ 10.36 · $12,670 · 间接

Oct 07 TSM — Wei Che-Chia

Officer, Director · Chairman and CEO · 144 股 @ 79.39 · $11,432 · 间接

Oct 07 WVVI — Osborn Michael Jordan

Officer · Chief Executive Officer · 5.00K 股 @ 1.88–1.97 · $9,655 · 12 批次，已合并 · 间接

Oct 07 UXIN — Dai Kun

Officer, Director · Chief Executive Officer · 5.50K 股 @ 1.21 · $6,676 · 间接

Oct 07 TSM — Mii Yuh-Jier

Officer · EVP and Co-COO · 68 股 @ 79.39 · $5,399 · 间接

Oct 07 TSM — Chin Yung-Pei

Officer · EVP and Co-COO · 67 股 @ 79.39 · $5,319 · 间接

Oct 07 TSM — Hou Yung-Chin

Officer · SVP and Deputy Co-COO · 60 股 @ 79.39 · $4,763 · 间接

Oct 07 TSM — Zhang Kevin Xiaoqiang

Officer · SVP and Deputy Co-COO · 59 股 @ 79.39 · $4,684 · 间接

Oct 07 LCU — Alford Tony L

Director, 10% owner · 1.00K 股 @ 4.40 · $4,400

Oct 07 LCU — SHARMAN MARK BRADY

Director · 1.00K 股 @ 4.39 · $4,388

Oct 07 TSM — Wu Shien-Yang

Officer · SVP · 53 股 @ 79.39 · $4,208 · 间接

Oct 07 TSM — Fang Shu-Hua

Officer · SVP and GC · 53 股 @ 79.39 · $4,208 · 间接

Oct 07 TSM — Yeap Choh Fei

Officer · SVP · 52 股 @ 79.39 · $4,128 · 间接

Oct 07 TSM — Wang Ying-Lang

Officer · SVP · 52 股 @ 79.39 · $4,128 · 间接

Oct 07 TSM — Hsu Kuo-Chin

Officer · VP · 52 股 @ 79.39 · $4,128 · 间接

Oct 07 INM — ADAR1 Capital Management, LLC

10% owner · 3.05K 股 @ 1.33 · $4,051 · 间接

Oct 07 TSM — Lee Chun-Hsien

Officer · SVP · 51 股 @ 79.39 · $4,049 · 间接

Oct 07 TSM — Chang Tzonz-Sheng

Officer · SVP · 51 股 @ 79.39 · $4,049 · 间接

Oct 07 TSM — Cao Min

Officer · VP · 51 股 @ 79.39 · $4,049 · 间接

Oct 07 TSM — Yoo Chue-San

Officer · VP · 50 股 @ 79.39 · $3,970 · 间接

Oct 07 TSM — Lu Lee-Chung

Officer · VP · 49 股 @ 79.39 · $3,890 · 间接

Oct 07 TSM — Tien Bor-Zen

Officer · VP · 47 股 @ 79.39 · $3,731 · 2 批次，已合并 · 间接

Oct 07 TSM — Chuang Juiping

Officer · VP · 46 股 @ 79.39 · $3,652 · 间接

Oct 07 TSM — Jang Syun-Ming

Officer · VP · 46 股 @ 79.39 · $3,652 · 间接

Oct 07 TSM — Ku Yao-Ching

Officer · VP · 46 股 @ 79.39 · $3,652 · 间接

Oct 07 TSM — Chuang Tzu-Sou

Officer · VP · 46 股 @ 79.39 · $3,652 · 间接

Oct 07 TSM — Lin Shyue-Shyh

Officer · VP · 44 股 @ 79.39 · $3,493 · 间接

Oct 07 TSM — Lin Chris Horng-Dar

Officer · VP and CIO · 44 股 @ 79.39 · $3,493 · 间接

公开市场卖出

Oct 09 BNTX — Sahin Ugur

Officer, 10% owner · 36.21K 股 @ 95.37 · $3.45M

Oct 09 HSY — HERSHEY TRUST CO TRUSTEE IN…

10% owner · 10.00K 股 @ 161.73–163.05 · $1.62M · 3 批次，已合并

Oct 09 CVSA — Beard, Stephen W.

Officer · 4.67K 股 @ 130.77 · $610,299

Oct 09 XYZ — Eisen Anthony Mathew

Director · 6.00K 股 @ 75.75 · $454,500

Oct 09 ZYME — Schayowitz Adam

Officer · 13.83K 股 @ 25.85 · $357,557

Oct 09 NTNX — Sheppard Teresa Gayle

Director · 3.50K 股 @ 73.56–74.14 · $257,861 · 2 批次，已合并

Oct 09 BETA — Clark Kyle

Officer, Director · 10.00K 股 @ 20.66 · $206,625

Oct 09 PANW — Bawa Aparna

Director · 250 股 @ 410.00–417.12 · $103,070 · 2 批次，已合并

Oct 09 MAX — Yi Steven

Officer, Director · 2.03K 股 @ 11.01 · $22,377

Oct 08 UTHR — ROTHBLATT MARTINE A

Officer, Director · 9.50K 股 @ 525.50–541.23 · $5.08M · 16 批次，已合并

Oct 08 BNTX — Sahin Ugur

Officer, 10% owner · 27.00K 股 @ 92.31 · $2.49M

Oct 08 NP — Duffy Matthew Paul

Officer · 84.44K 股 @ 27.88–28.47 · $2.37M · 2 批次，已合并

Oct 08 HALO — Torley Helen

Officer, Director · 20.00K 股 @ 108.18–110.51 · $2.19M · 4 批次，已合并

Oct 08 CRCL — Chandhok Nikhil

Officer · 26.67K 股 @ 79.59 · $2.12M

Oct 08 VGNT — CLARK KEVIN P

Director · 47.76K 股 @ 44.33–44.88 · $2.12M · 2 批次，已合并

Oct 08 HSY — HERSHEY TRUST CO TRUSTEE IN…

10% owner · 10.00K 股 @ 160.86–163.15 · $1.62M · 4 批次，已合并

Oct 08 ADI — Jain Vivek

Officer · 3.31K 股 @ 406.58 · $1.34M

Oct 08 ULS — Scanlon Jennifer F.

Officer, Director · 12.50K 股 @ 70.08 · $876,035

Oct 08 CVSA — Beard, Stephen W.

Officer · 3.64K 股 @ 130.37 · $474,413

Oct 08 XYZ — Eisen Anthony Mathew

Director · 6.00K 股 @ 75.17 · $451,020

Oct 08 OKTA — Ninan Shibu

Officer · 2.00K 股 @ 220.00 · $440,440

Oct 08 DIS — WOODFORD BRENT

Officer · 3.62K 股 @ 105.31 · $381,012

Oct 08 ADPT — RUBINSTEIN JULIE

Officer · 11.88K 股 @ 25.66 · $304,866

Oct 08 MRVL — Scarpulla Justin

Officer · 1.10K 股 @ 273.59 · $300,949

Oct 08 ACN — Hogan Catherine Kiernan

Officer · 1.32K 股 @ 200.00 · $264,000

Oct 08 MAX — Yi Steven

Officer, Director · 24.00K 股 @ 10.04 · $240,943

Oct 08 PCRX — RIKER LAUREN

Officer · 6.00K 股 @ 36.32 · $217,920

Oct 08 RVI — Robinhood Markets, Inc.

10% owner · 8.03K 股 @ 26.08 · $209,501

Oct 08 BETA — Clark Kyle

Officer, Director · 10.00K 股 @ 20.37 · $203,720

Oct 08 VRSN — Indelicarto Thomas C

Officer · 500 股 @ 293.14 · $146,570

Oct 08 HNST — Sternweis Thomas

Officer · 25.00K 股 @ 4.90 · $122,500

Oct 08 SE — Wang Yanjun

Officer · 1.00K 股 @ 93.04–93.87 · $93,211 · 2 批次，已合并

Oct 08 URGN — Degnan Chris

Officer · 2.20K 股 @ 36.69 · $80,791

Oct 08 EW — Lippis Daniel J.

Officer · 619 股 @ 85.65 · $53,017

Oct 08 EVER — Brainard David

Officer · 2.63K 股 @ 19.90 · $52,257

Oct 08 VINP — Lovisotto Fernando

Officer · 4.32K 股 @ 10.95 · $47,260

Oct 08 GDYN — Gryzlov Yury

Officer · 4.85K 股 @ 8.00 · $38,792

Oct 08 ETSY — Silverman Josh

Director · 383 股 @ 74.00 · $28,342

Oct 08 SAIL — REZVAN MITRA

Officer · 1.17K 股 @ 20.00 · $23,360

Oct 08 GFS — Azar Samak L

Officer · 335 股 @ 49.01 · $16,418

内部人士卖出的原因多种多样，且往往与信息无关——分散持仓、税务安排、定期计划等。应将卖出视为弱势信号。

数据来源: SEC 表格 3/4/5 的非衍生品交易表，每日摄入；覆盖窗口持续扩展，每条记录均附有交易日期。

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